Holding(s) in Company

Harbour Energy PLC

28 July 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

27-Jul-2023

6. Date on which Issuer notified

28-Jul-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.260515	7.854969	10.115484	81149864
Position of previous notification (if applicable)	2.290821	7.220885	9.511706

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		18134625		2.260515
Sub Total 8.A	18134625		2.260515%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	6357987	0.792535
Sub Total 8.B1			6357987	0.792535%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/07/2024	N/A	Cash	18594253	2.317809
Swaps	01/03/2024	N/A	Cash	38292	0.004773
Swaps	04/09/2023	N/A	Cash	7831204	0.976174
Swaps	25/04/2025	N/A	Cash	84210	0.010497
Swaps	29/04/2024	N/A	Cash	146490	0.018260
Swaps	25/02/2025	N/A	Cash	944369	0.117717
Swaps	31/10/2023	N/A	Cash	608776	0.075885
Swaps	30/08/2024	N/A	Cash	132015	0.016456
Swaps	15/02/2028	N/A	Cash	6661	0.000830
Swaps	18/04/2024	N/A	Cash	13200000	1.645405
Swaps	26/05/2026	N/A	Cash	2905024	0.362117
Swaps	23/10/2024	N/A	Cash	808977	0.100841
Swaps	07/11/2025	N/A	Cash	1004773	0.125247
Swaps	29/11/2024	N/A	Cash	313983	0.039139
Swaps	08/07/2024	N/A	Cash	35177	0.004385
Swaps	04/01/2024	N/A	Cash	3747494	0.467132
Swaps	18/11/2024	N/A	Cash	42948	0.005354
Swaps	06/03/2026	N/A	Cash	898636	0.112017
Swaps	31/01/2024	N/A	Cash	32493	0.004050
Swaps	31/07/2023	N/A	Cash	29453	0.003671
Swaps	02/07/2024	N/A	Cash	43683	0.005445
Swaps	01/07/2024	N/A	Cash	7425	0.000926
Swaps	23/08/2024	N/A	Cash	5197816	0.647918
Swaps	12/02/2025	N/A	Cash	3100	0.000386
Sub Total 8.B2				56657252	7.062434%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		4.148588	4.148588%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	BofA Securities Europe, SA
Bank of America Corporation	Merrill Lynch International		3.688632	5.949116%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

28-Jul-2023

13. Place Of Completion

United Kingdom

 

END