TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii | Harbourvest Global Private Equity Limited | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation:iii | Prudential plc group of companies | |||
4. Full name of shareholder(s) (if different from 3.):iv | Prudential plc The Prudential Assurance Company Limited M&G Group Limited M&G Investment Management Limited M&G Limited | |||
5. Date of the transaction and date on which the threshold is crossed or reached:v | 10 March 2017 | |||
6. Date on which issuer notified: | 13 March 2017 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | See item 13 | |||
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to sharesviii, ix | ||||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
ORD NPV GG00BR30MJ80 | 8,051,710 | 8,051,710 | 8,463,054 | Nil | 8,463,054 | Nil | 10.59% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||||
ORD NPV GG00BR30MJ80 (Right of Recall) | Nil | Nil | 192,218 | 0.24% | ||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||||
Nil | Nil | Nil | Nil | Nil | Nominal | Delta | ||||||||||||
Nil | Nil | |||||||||||||||||
Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
8,655,272 | 10.83% | |||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Prudential plc (parent Company) - 8,655,272 (10.83%) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) - 6,970,683 (8.72%) M&G Group Limited (wholly owned subsidiary of Prudential plc) - 8,353,072 (10.45%) M&G Limited (wholly owned subsidiary of M&G Group Limited) - 8,353,072 (10.45%) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) - 8,353,072 (10.45%) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
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13. Additional information: | The following entities have moved above a 10% notifiable interest. M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) The non-exempt indirect holdings for Prudential plc have moved from 8% to a 9% notifiable interest. | |
14. Contact name: | JTC Fund Solutions (Guernsey) Limited | |
15. Contact telephone number: | +44 1481 702400 | |