TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii | Harbourvest Global Private Equity Limited | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation:iii | Lazard Asset Management LLC | |||
4. Full name of shareholder(s) (if different from 3.):iv | J.P.Morgan Chase - SWIFT Mellon Trust Northern Trust Co State Street Bank - Custodian - ETC State Street Bank - Master Tr - ETC State Street Bank - Custody Master Trust | |||
5. Date of the transaction and date on which the threshold is crossed or reached:v | 14 February 2017 | |||
6. Date on which issuer notified: | 15 February 2017 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | Increase from 4% to 5% |
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to sharesviii, ix | ||||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
GG00BDSTPW61 | N/A | 3,982,187 | N/A | N/A | 4,688,338 | N/A | 5.871% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||||
N/A | N/A | N/A | N/A | N/A | ||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||||
N/A | N/A | N/A | N/A | N/A | Nominal | Delta | ||||||||||||
N/A | N/A | |||||||||||||||||
Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
4,688,338 | 5.871% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Lazard Asset Management LLC controls all the voting rights held of this issuer. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
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13. Additional information: | N/A | |
14. Contact name: | JTC Fund Solutions (Guernsey) Limited | |
15. Contact telephone number: | +44 1481 702400 |