Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Mark Dampier a director/person discharging managerial responsibility in the Company has exercised an option under the 2015 Long Term Incentive Plan to acquire and immediately disposed of ordinary shares of 4p each ("Ordinary Shares") in the Company. The exercise and the disposal took place on 3 April 2019.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
MARK DAMPIER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS ACQUIRED UNDER THE 2015 LONG TERM INCENTIVE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
23,616
£293,310.72
|
||||
e)
|
Date of the transaction
|
3 APRIL 2019 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
MARK DAMPIER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2015 LONG TERM INCENTIVE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
23,616
£473,500.80
|
||||
e)
|
Date of the transaction
|
3 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
The Company announces that Rob Byett a director/person discharging managerial responsibility in the Company has exercised an option under the 2015 Long Term Incentive Plan to acquire and immediately disposed of ordinary shares of 4p each ("Ordinary Shares") in the Company. The exercise and the disposal took place on 3 April 2019.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS ACQUIRED UNDER THE 2015 LONG TERM INCENTIVE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
23,616
£293,310.72
|
||||
e)
|
Date of the transaction
|
3 APRIL 2019 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2015 LONG TERM INCENTIVE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
23,616
£473,500.80
|
||||
e)
|
Date of the transaction
|
3 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
The Company announces that David Davies a director/person discharging managerial responsibility in the Company has carried out "Bed and ISA" transfers of ordinary shares of 4p each ("Ordinary Shares") in the Company from his share dealing account into his respective ISA. The transaction took place on 2 April 2019.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
835
£16,015.30
|
||||
e)
|
Date of the transaction
|
2 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
PURCHASE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
829
£15,901.05
|
||||
e)
|
Date of the transaction
|
2 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
The Company announces that David Davies a director/person discharging managerial responsibility in the Company has carried out "Bed and LISA" transfers of ordinary shares of 4p each ("Ordinary Shares") in the Company from his share dealing account into his respective LISA. The transaction took place on 2 April 2019.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
209
£4,010.71
|
||||
e)
|
Date of the transaction
|
2 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
PURCHASE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
207
£3,972.54
|
||||
e)
|
Date of the transaction
|
2 APRIL 2019 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Alison Zobel
Company Secretary
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements