Hargreaves Lansdown plc 04 February 2020
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRISTOPHER HILL
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
DIRECTOR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
15,141
GBP £306,000 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associate |
|||
a)
|
Name
|
PHILIP JOHNSON |
||
|
Reason for the notification
|
|||
a)
|
Position/status
|
DIRECTOR |
||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||
c)
|
Price(s) and volume(s)
|
|
||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,724
GBP £216,732 |
||
e)
|
Date of the transaction
|
03 February 2020 |
||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place were transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
1,959
GBP £39,591 |
||||
e)
|
Date of the transaction
|
3 FEBRUARY 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG9 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted d
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, action platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction;(iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,740
GBP £75,585 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
6,109
GBP £123,463 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
LEE GARDHOUSE
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each ate; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,153
GBP £205,192 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,633
GBP £73,423 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
STUART LOUDEN
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,792
GBP £56,426 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,570
GBP £152,990 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person clsely associated |
|||||
a)
|
Name
|
CHRIS WORLE
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
4,569
GBP £92,339 |
||||
e)
|
Date of the transaction
|
03 February 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Alison Zobel
Company Secretary
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements