Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Rob Byett a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 9,866 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
|
Rob Byett |
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2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,866
£154,994.86
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
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f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Heather Cooper a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 9,866 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
|
Heather Cooper |
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2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,866
£154,994.86
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Helen Gardhouse a person closely associated to a director/person discharging managerial responsibility in the Company has disposed of 120,000 ordinary shares in the Company. The disposal took place on 12 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Helen Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
120,000
£1,868,799.96
|
||||
e)
|
Date of the transaction
|
12 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Lee Gardhouse a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 10,025 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,025
£157,492.75
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Christopher Hill a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 20,050 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Christopher Hill |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
20,050
£314,985.50
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Ian Hunter a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 10,184 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Ian Hunter |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,184
£159,990.64
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that David James a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 9,866 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
David James |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,866
£154,994.86
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Philip Johnson a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 14,194 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Philip Johnson |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
14,194
£222,987.74
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Chris Worle a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 9,866 ordinary shares in the Company under the Sustained Performance Plan. The grant took place on 9 October 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Chris Worle |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER the Stustained Performance Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,866
£154,994.86
|
||||
e)
|
Date of the transaction
|
9 October 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Alison Zobel
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements