Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Rob Byett a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 6,756 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Byett then immediately disposed of 3,187 Ordinary Shares in the Company in order to meet the cost of the share options, taxation arising on their exercise, and transaction fees. Mr Byett then transferred 2,002 Ordinary Shares acquired under the exercise to Catherine Byett who is a Person Closely Associated with him. Mrs Byett then disposed of 8 shares to cover transaction fees. The transactions took place on 21 August 2020. Following these transactions, the beneficial holding of Mr Byett (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
6,756
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme to cover tax liabilities, COST OF EXERCISE AND TRANSACTION FEES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,187
£53,969.30
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
DISPOSAL OF SHARES VIA TRANSFER |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,002
£0
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CATHERINE BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
ACQUISITION OF SHARES VIA TRANSFER |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,002
£0
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
Outside of a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CATHERINE BYETT |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
DISPOSAL OF SHARES TO COVER TRANSACTION FEES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
8
£135.47
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
Outside of a trading venue |
The Company announces that Heather Cooper a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 6,449 ordinary shares of 0.4p each ("Ordinary Shares"). Ms Cooper then immediately disposed of all Ordinary Shares acquired under the exercise. Ms Cooper has also disposed of 1,750 Ordinary Shares in the Company. The exercise and disposals took place on 21 August 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
6,449
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 DEFFERED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
6,449
£109,208.65
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
1,750
£29,634.85
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Lee Gardhouse a director/person discharging managerial responsibility in the Company has disposed of 126,566 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Gardhouse has also exercised an option under the 2016 Deferred Bonus Scheme (the "2016 Scheme") to acquire 10,860 Ordinary Shares, and an option under the 2017 Deferred Bonus Scheme (the "2017 Scheme") to acquire 21,128 Ordinary Shares. Mr Gardhouse then immediately disposed of the Ordinary Shares that he acquired under the 2016 Scheme and 2017 Scheme. Helen Gardhouse, who is a Person Closely Associated to Mr Gardhouse, has disposed of 56,434 Ordinary Shares. The transactions took place between 20 August 2020 and 25 August 2020. Following these transactions, Mr Gardhouse (including his connected persons) retains a significant beneficial holding in the Company.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
126,566
£2,170,682.84
|
||||
e)
|
Date of the transaction
|
20 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2016 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,860
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2016 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,860
£183,905.41
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
21,128
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Lee Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
21,128
£357,785.77
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Helen Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
31,434
£539,111.96
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Helen Gardhouse |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
25,000
£427,493.05
|
||||
e)
|
Date of the transaction
|
25 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
The Company announces that Christopher Hill a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 42,226 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Hill then immediately disposed of 19,847 Ordinary Shares in the Company in order to meet the cost of the share options and taxation arising on their exercise. The exercise and disposal took place on 21 August 2020. Following these transactions, the beneficial holding of Mr Hill (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRISTOPHER HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
42,226
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRISTOPHER HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme to cover tax liabilities and COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
19,847
£336,093.06
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Ian Hunter a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 21,190 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Hunter then immediately disposed of all shares acquired under the exercise. The exercise and disposal took place on 21 August 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
21,190
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
21,190
£358,835.69
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that David James a director/person discharging managerial responsibility in the Company has exercised an option under the Hargreaves Lansdown plc Sustained Performance Plan II to acquire 5,703 ordinary shares of 0.4p each ("Ordinary Shares"). Mr James then immediately disposed of 2,681 Ordinary Shares in the Company in order to meet the taxation arising on the exercise. The exercise and disposal took place on 21 August 2020. Following these transactions, the beneficial holding of Mr James (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS ACQUIRED UNDER HL PLC SUSTAINED PERFORMANCE PLAN II
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
5,703
£0
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE HL PLC SUSTAINED PERFORMANCE PLAN II TO COVER TAX LIABILITIES
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,681
£45,400.59
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
The Company announces that Philip Johnson a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 11,516 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Johnson then immediately disposed of 5,413 Ordinary Shares in the Company in order to meet the cost of the options and the taxation arising on their exercise. The exercise and disposal took place on 21 August 2020. Following these transactions, the beneficial holding of Mr Johnson (including his connected persons) has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
PHILIP JOHNSON |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
11,516
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
PHILIP JOHNSON |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme to cover tax liabilities and COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
5,413
£91,664.82 |
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Stuart Louden a director/person discharging managerial responsibility in the Company has exercised an option under the 2017 Deferred Bonus Scheme to acquire 2,763 ordinary shares of 0.4p each ("Ordinary Shares"). Mr Louden then immediately disposed of all shares acquired under the exercise. The exercise and disposal took place on 21 August 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
STUART LOUDEN |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,763
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
STUART LOUDEN |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
2,763
£46,789.19
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Chris Worle a director/person discharging managerial responsibility in the Company has exercised an option under the 2016 Deferred Bonus Scheme to acquire 3,861 ordinary shares of 0.4p each ("Ordinary Shares"), and has exercised an option under the 2017 Deferred Bonus Scheme to acquire 7,370 Ordinary Shares. Mr Worle then immediately disposed of 5,281 Ordinary Shares in the Company in order to meet the cost of the share options and taxation arising on their exercise. The transactions took place on 21 August 2020. Following these transactions, the beneficial holding of Mr Worle (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2016 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,861
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2016 Deferred bonus scheme to cover tax liabilities and COST OF EXERCISE
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
1,816
£30,752.50
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF THE 2017 DEFERRED BONUS SCHEME
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
7,370
£1
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE 2017 Deferred bonus scheme to cover tax liabilities and COST OF EXERCISE
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,465
£58,677
|
||||
e)
|
Date of the transaction
|
21 AUGUST 2020 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
Alison Zobel
Company Secretary
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements