Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Penelope Claire Chapman a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 8,339 ordinary shares of 0.4p each ("Ordinary Shares"). Penelope Claire Chapman then immediately disposed of 3,915 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal took place on 19 December 2022. Following this transaction, the beneficial holding of Penelope Claire Chapman (including her connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
|
PENELOPE CLAIRE CHAPMAN |
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2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / general counsel & Group company secretary
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a)
|
Name
|
HARGREAVES LANSDOWN PLC |
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b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
exercise of option ACQUIRED UNDER THE SUSTAINED PERFORMANCE PLAN I I |
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c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Exercise of option over 8,339 ordinary shares at nil cost per ordinary share |
||||
e)
|
Date of the transaction
|
19 December 2022 |
||||
f)
|
Place of the transaction
|
Outside a trading venue |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
PENELOPE CLAIRE CHAPMAN |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / general counsel & Group company secretary
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
sale of shares acquired UNDER THE S USTAINED PERFORMANCE PLAN II to cover tax |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Sale of 3,915 ordinary shares at a price of £8.57 per ordinary share |
||||
e)
|
Date of the transaction
|
19 DECEMBER 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE (XLON) |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Ian Hunter a person discharging managerial responsibility in the Company has disposed of 12,650 ordinary shares of 0.4p each ("Ordinary Shares"). The disposal took place on 16 December 2022. Following this transaction, the beneficial holding of Ian Hunter (including his connected persons) in the Company has decreased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN JAMES HUNTER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / Client director
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES ACQUIRED UNDER THE SHARE INCENTIVE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Sale of 12,650 ordinary shares at a price of £8.54 per ordinary share |
||||
e)
|
Date of the transaction
|
16 DECEMBER 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE (XLON) |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Ian Hunter a person discharging managerial responsibility in the Company has exercised an option under the 2021 Deferred Performance Bonus Plan of 6,857 ordinary shares of 0.4p each ("Ordinary Shares"). Ian Hunter then immediately disposed of all shares acquired under the exercise. The exercise and disposal both took place on 16 December 2022. Following this transaction, the beneficial holding of Ian Hunter (including his connected persons) in the Company has decreased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN JAMES HUNTER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / Client director
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF option acquired under THE 2021 Deferred PERFORMANCE bonus PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Exercise of option over 6,857 ordinary shares at nil cost per ordinary share |
||||
e)
|
Date of the transaction
|
16 December 2022 |
||||
f)
|
Place of the transaction
|
Outside a trading venue |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ian james hunter |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / Client director
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
sale of shares acquired UNDER THE 2021 Deferred PERFORMANCE bonus PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Sale of 6,857 ordinary shares at a price of £8.54 per ordinary share
|
||||
e)
|
Date of the transaction
|
16 DECEMBER 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE (XLON) |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Ian Hunter a person discharging managerial responsibility in the Company has exercised an option under the 2019 Deferred Performance Bonus Plan of 10,153 ordinary shares of 0.4p each ("Ordinary Shares"). Ian Hunter then immediately disposed of all shares acquired under the exercise. The exercise and disposal both took place on 16 December 2022. Following this transaction, the beneficial holding of Ian Hunter (including his connected persons) in the Company has decreased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN JAMES HUNTER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / Client director
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF option acquired under THE 2019 Deferred PERFORMANCE bonus PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Exercise of option over 10,153 ordinary shares at nil cost per ordinary share |
||||
e)
|
Date of the transaction
|
16 December 2022 |
||||
f)
|
Place of the transaction
|
Outside a trading venue |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ian james hunter |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR / Client director
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
sale of shares acquired UNDER THE 2019 Deferred PERFORMANCE bonus PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
Sale of 10,153 ordinary shares at a price of £8.54 per ordinary share
|
||||
e)
|
Date of the transaction
|
16 DECEMBER 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE (XLON) |
Claire Chapman
Company Secretary
Enquiries:
Danny Cox, Head of Communications (07989 672 071)
James Found, Head of Investor Relations (07970 066 634)
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements