Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

12 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			11 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				727,420	0.15%	7,188,772	1.52%
(2) Cash-settled derivatives:				7,174,622	1.51%	490,003	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				7,902,042	1.67%	7,678,775	1.62%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	1200693	10.8237  GBP	10.5869  GBP
0.4p ordinary	Sale	996526	10.8100  GBP	10.5900  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Long	64	10.6754  GBP
0.4p ordinary	CFD	Decreasing Long	163	10.6053  GBP
0.4p ordinary	SWAP	Decreasing Long	225	10.6303  GBP
0.4p ordinary	SWAP	Decreasing Long	228	10.7450  GBP
0.4p ordinary	SWAP	Decreasing Long	522	10.8203  GBP
0.4p ordinary	SWAP	Decreasing Long	650	10.6922  GBP
0.4p ordinary	SWAP	Decreasing Long	885	10.6579  GBP
0.4p ordinary	SWAP	Decreasing Long	1,065	10.6773  GBP
0.4p ordinary	SWAP	Decreasing Long	1,234	10.8237  GBP
0.4p ordinary	CFD	Decreasing Long	1,489	10.7315  GBP
0.4p ordinary	SWAP	Decreasing Long	1,808	10.7733  GBP
0.4p ordinary	SWAP	Decreasing Long	1,830	10.8152  GBP
0.4p ordinary	SWAP	Decreasing Long	2,827	10.7098  GBP
0.4p ordinary	SWAP	Decreasing Long	3,017	10.7366  GBP
0.4p ordinary	SWAP	Decreasing Long	4,480	10.6163  GBP
0.4p ordinary	SWAP	Decreasing Long	6,438	10.6514  GBP
0.4p ordinary	CFD	Decreasing Long	6,664	10.7152  GBP
0.4p ordinary	SWAP	Decreasing Long	14,268	10.7152  GBP
0.4p ordinary	SWAP	Decreasing Long	14,685	10.5928  GBP
0.4p ordinary	CFD	Decreasing Long	16,905	10.6862  GBP
0.4p ordinary	CFD	Decreasing Long	22,068	10.5909  GBP
0.4p ordinary	SWAP	Decreasing Long	69,929	10.5901  GBP
0.4p ordinary	SWAP	Decreasing Long	93,104	10.5900  GBP
0.4p ordinary	SWAP	Decreasing Short	87	10.7565  GBP
0.4p ordinary	CFD	Increasing Long	655	10.7970  GBP
0.4p ordinary	SWAP	Increasing Long	1,953	10.6973  GBP
0.4p ordinary	SWAP	Increasing Long	2,111	10.7494  GBP
0.4p ordinary	SWAP	Increasing Long	2,170	10.7289  GBP
0.4p ordinary	SWAP	Increasing Long	5,747	10.7195  GBP
0.4p ordinary	CFD	Increasing Long	6,009	10.5900  GBP
0.4p ordinary	SWAP	Increasing Long	8,002	10.6983  GBP
0.4p ordinary	SWAP	Increasing Long	9,003	10.7054  GBP
0.4p ordinary	SWAP	Increasing Long	10,341	10.5964  GBP
0.4p ordinary	SWAP	Increasing Long	30,631	10.6907  GBP
0.4p ordinary	SWAP	Increasing Short	1,175	10.6285  GBP
0.4p ordinary	SWAP	Increasing Short	9,453	10.5921  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				12 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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