Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC
15 July 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

12 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

798,041

0.17%

4,629,766

0.98%

(2) Cash-settled derivatives:

4,489,550

0.95%

595,818

0.13%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

5,287,591

1.11%

5,225,584

1.10%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

151638

11.0898  GBP

10.9682  GBP

0.4p ordinary

Sale

100387

11.0405  GBP

10.9750  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

CFD

Decreasing Short

2,499

11.0090  GBP

0.4p ordinary

SWAP

Increasing Short

402

11.0727  GBP

0.4p ordinary

SWAP

Increasing Long

325

10.9786  GBP

0.4p ordinary

SWAP

Increasing Long

246

10.9950  GBP

0.4p ordinary

SWAP

Increasing Long

9,152

11.0362  GBP

0.4p ordinary

SWAP

Decreasing Long

16,734

10.9682  GBP

0.4p ordinary

SWAP

Decreasing Long

3,219

10.9896  GBP

0.4p ordinary

SWAP

Decreasing Long

1,480

11.0043  GBP

0.4p ordinary

SWAP

Decreasing Long

22,708

11.0401  GBP

0.4p ordinary

SWAP

Decreasing Long

196

11.0450  GBP

0.4p ordinary

SWAP

Decreasing Long

133

11.2200  GBP

0.4p ordinary

SWAP

Increasing Long

427

10.9905  GBP

0.4p ordinary

SWAP

Increasing Long

519

11.0004  GBP

0.4p ordinary

SWAP

Increasing Long

2,293

11.0066  GBP

0.4p ordinary

SWAP

Increasing Long

612

11.0091  GBP

0.4p ordinary

SWAP

Increasing Long

25,629

11.0399  GBP

0.4p ordinary

SWAP

Increasing Long

991

11.0499  GBP

0.4p ordinary

SWAP

Decreasing Long

3,806

11.0267  GBP

0.4p ordinary

SWAP

Decreasing Long

772

11.0295  GBP

0.4p ordinary

SWAP

Decreasing Long

2,409

11.0414  GBP

0.4p ordinary

SWAP

Decreasing Long

559

11.0898  GBP

0.4p ordinary

SWAP

Decreasing Long

9,278

11.0286  GBP

0.4p ordinary

SWAP

Decreasing Long

4,903

10.9898  GBP

0.4p ordinary

SWAP

Decreasing Long

3,285

10.9946  GBP

0.4p ordinary

SWAP

Decreasing Long

19,907

11.0400  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

15 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
UK 100

Latest directors dealings