Form 8.5 (EPT/RI) - Amend - Hargreaves

GoldmanSachs International

20 December 2024

 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 20th September for dealings on 19th September has been updated. Section 2(a) and 2(b)has been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	HARP BIDCO LIMITED (A NEWLY FORMED COMPANY TO BE INDIRECTLY OWNED BY CVC PRIVATE EQUITY FUNDS, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER, NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED)
(d) Date dealing undertaken:	19 September 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	1,688,950	11.0800 GBP	11.0500 GBP
0.4p ordinary	Sales	761,263	11.0800 GBP	11.0450 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Increasing a short position	102,431	11.0505 GBP
0.4p ordinary	CFD	Increasing a short position	51,217	11.0514 GBP
0.4p ordinary	CFD	Opening a long position	100,000	11.0517 GBP
0.4p ordinary	CFD	Increasing a long position	16	11.0598 GBP
0.4p ordinary	CFD	Increasing a short position	15,596	11.0605 GBP
0.4p ordinary	CFD	Increasing a short position	9,600	11.0605 GBP
0.4p ordinary	CFD	Increasing a short position	9,600	11.0605 GBP
0.4p ordinary	CFD	Increasing a short position	422	11.0607 GBP
0.4p ordinary	CFD	Increasing a short position	174,893	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	174,893	11.0611 GBP
0.4p ordinary	CFD	Opening a short position	5,286	11.0611 GBP
0.4p ordinary	CFD	Opening a short position	4,889	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	2,255	11.0611 GBP
0.4p ordinary	CFD	Opening a short position	2,343	11.0611 GBP
0.4p ordinary	CFD	Opening a short position	2,255	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	5,286	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	4,889	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	10,334	11.0611 GBP
0.4p ordinary	CFD	Reducing a short position	2,343	11.0611 GBP
0.4p ordinary	CFD	Opening a short position	10,334	11.0611 GBP
0.4p ordinary	CFD	Increasing a short position	94	11.0611 GBP
0.4p ordinary	CFD	Increasing a short position	20	11.0616 GBP
0.4p ordinary	CFD	Increasing a short position	3,007	11.0617 GBP
0.4p ordinary	CFD	Increasing a short position	403	11.0625 GBP
0.4p ordinary	CFD	Increasing a short position	3,117	11.0627 GBP
0.4p ordinary	CFD	Increasing a short position	23,266	11.0647 GBP
0.4p ordinary	CFD	Increasing a short position	12,476	11.0655 GBP
0.4p ordinary	CFD	Reducing a short position	84,196	11.0661 GBP
0.4p ordinary	CFD	Reducing a short position	1,465	11.0661 GBP
0.4p ordinary	CFD	Reducing a short position	3,435	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	3,060	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	6,716	11.0661 GBP
0.4p ordinary	CFD	Opening a short position	84,196	11.0661 GBP
0.4p ordinary	CFD	Reducing a short position	3,060	11.0661 GBP
0.4p ordinary	CFD	Reducing a short position	6,716	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	1,465	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	1,128	11.0661 GBP
0.4p ordinary	CFD	Reducing a short position	1,128	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	25	11.0661 GBP
0.4p ordinary	CFD	Increasing a short position	37,987	11.0667 GBP
0.4p ordinary	CFD	Increasing a short position	118,348	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	84,196	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	84,196	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	118,348	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	1,466	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	2,060	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	4,829	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	3,435	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	4,301	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	3,060	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	9,440	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	6,715	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	3,435	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	3,060	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	4,301	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	6,715	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	9,440	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	2,060	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	1,466	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	1,586	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	1,128	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	1,586	11.0686 GBP
0.4p ordinary	CFD	Reducing a short position	1,128	11.0686 GBP
0.4p ordinary	CFD	Increasing a short position	1,925	11.0737 GBP
0.4p ordinary	CFD	Reducing a short position	20,894	11.0789 GBP
0.4p ordinary	CFD	Increasing a short position	894	11.0802 GBP
0.4p ordinary	CFD	Increasing a short position	4,889	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	10,334	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	10,334	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	2,343	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	174,893	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	5,286	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	5,286	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	2,255	14.6968 USD
0.4p ordinary	CFD	Increasing a short position	3,060	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	84,196	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	6,716	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	6,716	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	1,128	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	1,465	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	1,128	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	84,196	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	3,435	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	1,465	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	3,060	14.7035 USD
0.4p ordinary	CFD	Increasing a short position	3,060	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	4,301	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	118,348	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	9,440	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	6,715	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	9,440	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	1,128	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	1,586	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	2,060	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	1,586	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	84,196	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	118,348	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	3,435	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	4,829	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	3,435	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	4,829	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	1,466	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	2,060	14.7068 USD
0.4p ordinary	CFD	Increasing a short position	4,301	14.7068 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 December 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END