Form 8.5 (EPT/RI) - Hargreaves Lansdown PLC

GoldmanSachs International

04 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	03 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	612,716	10.7950 GBP	10.6100 GBP
0.4p ordinary	Sales	486,392	10.7950 GBP	10.6100 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Increasing a short position	917	10.5550 GBP
0.4p ordinary	CFD	Reducing a short position	917	10.5550 GBP
0.4p ordinary	CFD	Reducing a long position	300	10.6276 GBP
0.4p ordinary	CFD	Reducing a short position	144	10.6329 GBP
0.4p ordinary	CFD	Increasing a long position	4,573	10.6389 GBP
0.4p ordinary	CFD	Reducing a short position	4,573	10.6389 GBP
0.4p ordinary	CFD	Opening a long position	9,204	10.6389 GBP
0.4p ordinary	CFD	Increasing a long position	209	10.6391 GBP
0.4p ordinary	CFD	Reducing a long position	6,512	10.6400 GBP
0.4p ordinary	CFD	Reducing a long position	2,594	10.6402 GBP
0.4p ordinary	CFD	Reducing a long position	25	10.6402 GBP
0.4p ordinary	CFD	Increasing a long position	165	10.6405 GBP
0.4p ordinary	CFD	Reducing a long position	3,216	10.6411 GBP
0.4p ordinary	CFD	Reducing a long position	389	10.6416 GBP
0.4p ordinary	CFD	Reducing a long position	1,877	10.6416 GBP
0.4p ordinary	CFD	Reducing a long position	2,300	10.6432 GBP
0.4p ordinary	CFD	Reducing a long position	3,261	10.6467 GBP
0.4p ordinary	CFD	Reducing a long position	2,990	10.6522 GBP
0.4p ordinary	CFD	Reducing a long position	335	10.6542 GBP
0.4p ordinary	CFD	Increasing a long position	400	10.6549 GBP
0.4p ordinary	CFD	Reducing a long position	5,470	10.6614 GBP
0.4p ordinary	CFD	Increasing a long position	4,551	10.6697 GBP
0.4p ordinary	CFD	Reducing a long position	77,080	10.6705 GBP
0.4p ordinary	CFD	Increasing a long position	736	10.6712 GBP
0.4p ordinary	CFD	Increasing a long position	500	10.6737 GBP
0.4p ordinary	CFD	Increasing a long position	480	10.6780 GBP
0.4p ordinary	CFD	Opening a long position	70	10.6795 GBP
0.4p ordinary	CFD	Reducing a long position	1	10.6811 GBP
0.4p ordinary	CFD	Reducing a long position	943	10.6832 GBP
0.4p ordinary	CFD	Reducing a long position	2,004	10.6837 GBP
0.4p ordinary	CFD	Reducing a long position	35,568	10.6847 GBP
0.4p ordinary	CFD	Increasing a long position	4,647	10.6885 GBP
0.4p ordinary	CFD	Reducing a long position	3,027	10.6897 GBP
0.4p ordinary	CFD	Reducing a long position	924	10.6967 GBP
0.4p ordinary	CFD	Reducing a long position	143	10.6991 GBP
0.4p ordinary	CFD	Reducing a long position	312	10.7075 GBP
0.4p ordinary	CFD	Reducing a long position	328	10.7088 GBP
0.4p ordinary	CFD	Reducing a long position	65	10.7111 GBP
0.4p ordinary	CFD	Increasing a long position	3,852	10.7146 GBP
0.4p ordinary	CFD	Reducing a long position	116	10.7162 GBP
0.4p ordinary	CFD	Increasing a long position	3,498	10.7335 GBP
0.4p ordinary	CFD	Reducing a short position	6	10.7395 GBP
0.4p ordinary	CFD	Opening a long position	1,244	10.7395 GBP
0.4p ordinary	CFD	Increasing a long position	120	10.7539 GBP
0.4p ordinary	CFD	Increasing a short position	597	10.7692 GBP
0.4p ordinary	CFD	Reducing a long position	103	10.7709 GBP
0.4p ordinary	CFD	Reducing a long position	504	10.7723 GBP
0.4p ordinary	CFD	Reducing a long position	210	10.7802 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	04 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END