Form 8.5 (EPT/RI) - Hargreaves Lansdown PLC

GoldmanSachs International

17 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	14 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	209,067	10.7900 GBP	10.3950 GBP
0.4p ordinary	Sales	504,983	10.7325 GBP	10.3850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Increasing a long position	2	10.3825 GBP
0.4p ordinary	CFD	Reducing a long position	5	10.3825 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.3825 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.3990 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.3990 GBP
0.4p ordinary	CFD	Increasing a long position	14	10.3990 GBP
0.4p ordinary	CFD	Increasing a long position	121	10.3990 GBP
0.4p ordinary	CFD	Reducing a long position	1,563	10.4070 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.4247 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.4247 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.4247 GBP
0.4p ordinary	CFD	Increasing a long position	172	10.4247 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.4293 GBP
0.4p ordinary	CFD	Increasing a long position	20	10.4293 GBP
0.4p ordinary	CFD	Increasing a long position	113	10.4399 GBP
0.4p ordinary	CFD	Increasing a long position	81	10.4450 GBP
0.4p ordinary	CFD	Increasing a long position	166	10.4450 GBP
0.4p ordinary	CFD	Increasing a long position	342	10.4450 GBP
0.4p ordinary	CFD	Increasing a long position	2,953	10.4450 GBP
0.4p ordinary	CFD	Increasing a long position	645	10.4475 GBP
0.4p ordinary	CFD	Increasing a long position	1,321	10.4475 GBP
0.4p ordinary	CFD	Increasing a long position	2,733	10.4475 GBP
0.4p ordinary	CFD	Reducing a long position	28,242	10.4475 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.4475 GBP
0.4p ordinary	CFD	Increasing a long position	23,539	10.4475 GBP
0.4p ordinary	CFD	Reducing a long position	17	10.4519 GBP
0.4p ordinary	CFD	Reducing a long position	2,402	10.4620 GBP
0.4p ordinary	CFD	Increasing a long position	593	10.4624 GBP
0.4p ordinary	CFD	Reducing a long position	7,830	10.4627 GBP
0.4p ordinary	CFD	Reducing a long position	499	10.4642 GBP
0.4p ordinary	CFD	Increasing a long position	1,259	10.4679 GBP
0.4p ordinary	CFD	Reducing a short position	43	10.4697 GBP
0.4p ordinary	CFD	Reducing a long position	327	10.4743 GBP
0.4p ordinary	CFD	Reducing a long position	35,039	10.4777 GBP
0.4p ordinary	CFD	Reducing a long position	1,922	10.4779 GBP
0.4p ordinary	CFD	Reducing a long position	37,680	10.4782 GBP
0.4p ordinary	CFD	Increasing a long position	25	10.4815 GBP
0.4p ordinary	CFD	Increasing a long position	292	10.4829 GBP
0.4p ordinary	CFD	Increasing a long position	97	10.4837 GBP
0.4p ordinary	CFD	Increasing a long position	47	10.4842 GBP
0.4p ordinary	CFD	Reducing a long position	1,249	10.4848 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.4848 GBP
0.4p ordinary	CFD	Increasing a long position	832	10.4849 GBP
0.4p ordinary	CFD	Reducing a long position	1,070	10.4856 GBP
0.4p ordinary	CFD	Reducing a long position	248	10.4945 GBP
0.4p ordinary	CFD	Increasing a long position	675	10.4951 GBP
0.4p ordinary	CFD	Increasing a long position	77	10.4974 GBP
0.4p ordinary	CFD	Increasing a long position	227	10.4974 GBP
0.4p ordinary	CFD	Increasing a long position	469	10.4976 GBP
0.4p ordinary	CFD	Increasing a long position	36	10.4981 GBP
0.4p ordinary	CFD	Increasing a long position	8,450	10.4998 GBP
0.4p ordinary	CFD	Increasing a long position	211	10.5000 GBP
0.4p ordinary	CFD	Increasing a long position	980	10.5002 GBP
0.4p ordinary	CFD	Increasing a long position	1,787	10.5010 GBP
0.4p ordinary	CFD	Increasing a long position	15	10.5016 GBP
0.4p ordinary	CFD	Increasing a long position	48	10.5026 GBP
0.4p ordinary	CFD	Increasing a long position	101	10.5037 GBP
0.4p ordinary	CFD	Reducing a long position	435	10.5075 GBP
0.4p ordinary	CFD	Increasing a long position	45	10.5089 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.5089 GBP
0.4p ordinary	CFD	Increasing a long position	12	10.5089 GBP
0.4p ordinary	CFD	Increasing a long position	2,143	10.5092 GBP
0.4p ordinary	CFD	Increasing a long position	916	10.5092 GBP
0.4p ordinary	CFD	Increasing a long position	238	10.5098 GBP
0.4p ordinary	CFD	Increasing a long position	488	10.5098 GBP
0.4p ordinary	CFD	Increasing a long position	1,013	10.5098 GBP
0.4p ordinary	CFD	Increasing a long position	8,738	10.5098 GBP
0.4p ordinary	CFD	Increasing a long position	4,670	10.5098 GBP
0.4p ordinary	CFD	Reducing a long position	929	10.5100 GBP
0.4p ordinary	CFD	Reducing a long position	4,300	10.5102 GBP
0.4p ordinary	CFD	Reducing a long position	67,288	10.5111 GBP
0.4p ordinary	CFD	Reducing a long position	3,401	10.5111 GBP
0.4p ordinary	CFD	Opening a short position	4,100	10.5460 GBP
0.4p ordinary	CFD	Reducing a long position	1,400	10.5460 GBP
0.4p ordinary	CFD	Increasing a long position	2,697	10.5486 GBP
0.4p ordinary	CFD	Increasing a long position	9	10.5506 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.5819 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.5991 GBP
0.4p ordinary	CFD	Increasing a long position	153	10.6225 GBP
0.4p ordinary	CFD	Increasing a long position	313	10.6225 GBP
0.4p ordinary	CFD	Increasing a long position	647	10.6225 GBP
0.4p ordinary	CFD	Reducing a long position	6,682	10.6225 GBP
0.4p ordinary	CFD	Increasing a long position	5,569	10.6225 GBP
0.4p ordinary	CFD	Increasing a long position	1,005	10.6292 GBP
0.4p ordinary	CFD	Increasing a long position	11	10.6876 GBP
0.4p ordinary	CFD	Increasing a long position	339,780	10.7250 GBP
0.4p ordinary	CFD	Increasing a long position	81,294	10.7250 GBP
0.4p ordinary	CFD	Increasing a long position	16	10.7330 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7396 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	17 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END