Form 8.5 (EPT/RI) - Hargreaves Lansdown PLC

GoldmanSachs International

18 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	17 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	446,475	10.8550 GBP	10.5550 GBP
0.4p ordinary	Sales	316,832	10.8250 GBP	10.5500 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	941	10.5716 GBP
0.4p ordinary	CFD	Increasing a long position	177	10.5799 GBP
0.4p ordinary	CFD	Increasing a long position	827	10.5874 GBP
0.4p ordinary	CFD	Reducing a long position	9	10.6186 GBP
0.4p ordinary	CFD	Reducing a long position	914	10.6306 GBP
0.4p ordinary	CFD	Reducing a long position	77	10.6339 GBP
0.4p ordinary	CFD	Reducing a long position	77	10.6437 GBP
0.4p ordinary	CFD	Increasing a long position	24	10.6439 GBP
0.4p ordinary	CFD	Reducing a long position	2,946	10.6540 GBP
0.4p ordinary	CFD	Reducing a long position	226	10.6609 GBP
0.4p ordinary	CFD	Reducing a long position	300	10.6773 GBP
0.4p ordinary	CFD	Increasing a long position	38	10.6939 GBP
0.4p ordinary	CFD	Increasing a long position	924	10.7179 GBP
0.4p ordinary	CFD	Reducing a long position	37,390	10.7288 GBP
0.4p ordinary	CFD	Increasing a long position	980	10.7299 GBP
0.4p ordinary	CFD	Increasing a long position	67	10.7324 GBP
0.4p ordinary	CFD	Increasing a long position	3,046	10.7339 GBP
0.4p ordinary	CFD	Increasing a long position	1,083	10.7339 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7348 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.7348 GBP
0.4p ordinary	CFD	Increasing a long position	37	10.7348 GBP
0.4p ordinary	CFD	Increasing a long position	2,857	10.7348 GBP
0.4p ordinary	CFD	Reducing a long position	8,709	10.7350 GBP
0.4p ordinary	CFD	Increasing a short position	1,000	10.7351 GBP
0.4p ordinary	CFD	Reducing a long position	8,190	10.7351 GBP
0.4p ordinary	CFD	Reducing a long position	206,936	10.7357 GBP
0.4p ordinary	CFD	Reducing a long position	162	10.7357 GBP
0.4p ordinary	CFD	Reducing a long position	1,009	10.7359 GBP
0.4p ordinary	CFD	Reducing a long position	13,423	10.7361 GBP
0.4p ordinary	CFD	Reducing a long position	171	10.7361 GBP
0.4p ordinary	CFD	Increasing a long position	41,052	10.7369 GBP
0.4p ordinary	CFD	Reducing a long position	25,000	10.7381 GBP
0.4p ordinary	CFD	Increasing a long position	7,082	10.7403 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7439 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.7439 GBP
0.4p ordinary	CFD	Increasing a long position	26	10.7439 GBP
0.4p ordinary	CFD	Reducing a long position	13,968	10.7479 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.7492 GBP
0.4p ordinary	CFD	Increasing a long position	21	10.7496 GBP
0.4p ordinary	CFD	Reducing a long position	15,624	10.7499 GBP
0.4p ordinary	CFD	Reducing a long position	10,257	10.7514 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	2,753	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	164	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	5,701	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	341	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	1,338	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	80	10.7550 GBP
0.4p ordinary	CFD	Reducing a long position	3,525	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	49,182	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	2,940	10.7550 GBP
0.4p ordinary	CFD	Increasing a long position	105,137	10.7578 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.7589 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.7589 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7589 GBP
0.4p ordinary	CFD	Increasing a long position	79	10.7589 GBP
0.4p ordinary	CFD	Reducing a short position	4,100	10.7637 GBP
0.4p ordinary	CFD	Reducing a long position	2,338	10.7647 GBP
0.4p ordinary	CFD	Increasing a long position	35	10.7687 GBP
0.4p ordinary	CFD	Increasing a long position	73	10.7687 GBP
0.4p ordinary	CFD	Increasing a long position	624	10.7687 GBP
0.4p ordinary	CFD	Reducing a long position	11	10.7861 GBP
0.4p ordinary	CFD	Increasing a long position	2,865	10.7964 GBP
0.4p ordinary	CFD	Increasing a long position	160	10.7966 GBP
0.4p ordinary	CFD	Increasing a long position	332	10.7966 GBP
0.4p ordinary	CFD	Increasing a long position	80	10.8192 GBP
0.4p ordinary	CFD	Increasing a long position	166	10.8192 GBP
0.4p ordinary	CFD	Increasing a long position	1,427	10.8192 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	18 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END