Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

20 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	19 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	585,876	11.5300 GBP	11.1650 GBP
0.4p ordinary	SALES	656,822	11.5303 GBP	11.1600 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	353	11.2033 GBP
0.4p ordinary	CFD	increasing a long position	21,162	11.2374 GBP
0.4p ordinary	CFD	increasing a long position	2,410	11.2374 GBP
0.4p ordinary	CFD	increasing a long position	2,583	11.2385 GBP
0.4p ordinary	CFD	increasing a long position	636	11.2385 GBP
0.4p ordinary	CFD	increasing a long position	25,000	11.3206 GBP
0.4p ordinary	CFD	increasing a long position	2,303	11.3281 GBP
0.4p ordinary	CFD	increasing a long position	528	11.3447 GBP
0.4p ordinary	CFD	increasing a long position	17,103	11.3753 GBP
0.4p ordinary	CFD	increasing a long position	2,609	11.3755 GBP
0.4p ordinary	CFD	increasing a long position	20,339	11.4254 GBP
0.4p ordinary	CFD	increasing a long position	25,000	11.4315 GBP
0.4p ordinary	CFD	increasing a long position	222	11.4327 GBP
0.4p ordinary	CFD	increasing a long position	1,627	11.4946 GBP
0.4p ordinary	CFD	increasing a long position	5,991	11.5210 GBP
0.4p ordinary	CFD	increasing a long position	1,998	11.5298 GBP
0.4p ordinary	CFD	increasing a long position	25,000	11.5300 GBP
0.4p ordinary	CFD	increasing a long position	10,548	11.5300 GBP
0.4p ordinary	CFD	increasing a long position	71	11.5300 GBP
0.4p ordinary	CFD	increasing a long position	680	11.5300 GBP
0.4p ordinary	CFD	increasing a short position	492	11.1700 GBP
0.4p ordinary	CFD	increasing a short position	1,156	11.2591 GBP
0.4p ordinary	CFD	increasing a short position	76	11.2850 GBP
0.4p ordinary	CFD	increasing a short position	2,841	11.2950 GBP
0.4p ordinary	CFD	increasing a short position	299	11.3332 GBP
0.4p ordinary	CFD	increasing a short position	200	11.3604 GBP
0.4p ordinary	CFD	increasing a short position	3,307	11.4201 GBP
0.4p ordinary	CFD	increasing a short position	404	11.4828 GBP
0.4p ordinary	CFD	increasing a short position	159	11.5300 GBP
0.4p ordinary	CFD	reducing a long position	4,298	11.1839 GBP
0.4p ordinary	CFD	reducing a long position	1,375	11.2106 GBP
0.4p ordinary	CFD	reducing a long position	481	11.2245 GBP
0.4p ordinary	CFD	reducing a long position	5,346	11.2343 GBP
0.4p ordinary	CFD	reducing a long position	57	11.2400 GBP
0.4p ordinary	CFD	reducing a long position	21,777	11.2591 GBP
0.4p ordinary	CFD	reducing a long position	1,170	11.2876 GBP
0.4p ordinary	CFD	reducing a long position	571	11.2922 GBP
0.4p ordinary	CFD	reducing a long position	13,051	11.3225 GBP
0.4p ordinary	CFD	reducing a long position	131	11.4201 GBP
0.4p ordinary	CFD	reducing a long position	54	11.4231 GBP
0.4p ordinary	CFD	reducing a long position	36	11.4828 GBP
0.4p ordinary	CFD	reducing a long position	1,156	11.4832 GBP
0.4p ordinary	CFD	reducing a long position	118,264	11.5184 GBP
0.4p ordinary	CFD	reducing a long position	26	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	2	11.2300 GBP
0.4p ordinary	CFD	reducing a short position	1,300	11.2632 GBP
0.4p ordinary	CFD	reducing a short position	2,898	11.2632 GBP
0.4p ordinary	CFD	reducing a short position	354	11.2950 GBP
0.4p ordinary	CFD	reducing a short position	470	11.3291 GBP
0.4p ordinary	CFD	reducing a short position	206	11.3291 GBP
0.4p ordinary	CFD	reducing a short position	813	11.3659 GBP
0.4p ordinary	CFD	reducing a short position	7,666	11.3848 GBP
0.4p ordinary	CFD	reducing a short position	11,195	11.3848 GBP
0.4p ordinary	CFD	reducing a short position	24,293	11.3848 GBP
0.4p ordinary	CFD	reducing a short position	2,212	11.3848 GBP
0.4p ordinary	CFD	reducing a short position	126	11.3984 GBP
0.4p ordinary	CFD	reducing a short position	671	11.3984 GBP
0.4p ordinary	CFD	reducing a short position	1,853	11.4298 GBP
0.4p ordinary	CFD	reducing a short position	141	11.4708 GBP
0.4p ordinary	CFD	reducing a short position	163	11.4708 GBP
0.4p ordinary	CFD	reducing a short position	59	11.4709 GBP
0.4p ordinary	CFD	reducing a short position	2,057	11.4928 GBP
0.4p ordinary	CFD	reducing a short position	1,621	11.4929 GBP
0.4p ordinary	CFD	reducing a short position	4,157	11.4967 GBP
0.4p ordinary	CFD	reducing a short position	1,118	11.5185 GBP
0.4p ordinary	CFD	reducing a short position	6	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	172	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	115	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	26,491	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	696	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	50	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	43	11.5300 GBP
0.4p ordinary	CFD	reducing a short position	2	11.5300 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 June 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END