Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

27 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	26 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	201,011	11.4599 GBP	11.3400 GBP
0.4p ordinary	SALES	630,583	11.4750 GBP	11.3450 GBP
0.4p ordinary	PURCHASES	4,896	13.4714 EUR	13.4714 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	122	11.3771 GBP
0.4p ordinary	CFD	increasing a long position	1,371	11.3803 GBP
0.4p ordinary	CFD	increasing a long position	4,969	11.3911 GBP
0.4p ordinary	CFD	increasing a long position	3,476	11.3931 GBP
0.4p ordinary	CFD	increasing a long position	750	11.3936 GBP
0.4p ordinary	CFD	increasing a long position	86	11.3936 GBP
0.4p ordinary	CFD	increasing a long position	1,941	11.3983 GBP
0.4p ordinary	CFD	increasing a long position	1,142	11.4000 GBP
0.4p ordinary	CFD	increasing a long position	1	11.4000 GBP
0.4p ordinary	CFD	increasing a long position	70	11.4000 GBP
0.4p ordinary	CFD	increasing a long position	2,657	11.4000 GBP
0.4p ordinary	CFD	increasing a long position	5,000	11.4000 GBP
0.4p ordinary	CFD	increasing a long position	22,396	11.4012 GBP
0.4p ordinary	CFD	increasing a long position	119	11.4599 GBP
0.4p ordinary	CFD	increasing a short position	1,960	11.3641 GBP
0.4p ordinary	CFD	increasing a short position	131	11.3909 GBP
0.4p ordinary	CFD	increasing a short position	11	11.3991 GBP
0.4p ordinary	CFD	increasing a short position	4,699	11.4000 GBP
0.4p ordinary	CFD	increasing a short position	293	11.4051 GBP
0.4p ordinary	CFD	increasing a short position	892	11.4359 GBP
0.4p ordinary	CFD	increasing a short position	657	11.4599 GBP
0.4p ordinary	CFD	reducing a long position	185	11.3514 GBP
0.4p ordinary	CFD	reducing a long position	24	11.3750 GBP
0.4p ordinary	CFD	reducing a long position	681	11.3800 GBP
0.4p ordinary	CFD	reducing a long position	16	11.3861 GBP
0.4p ordinary	CFD	reducing a long position	457	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	23	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	119	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	255	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	98,536	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	489	11.4000 GBP
0.4p ordinary	CFD	reducing a long position	234	11.4005 GBP
0.4p ordinary	CFD	reducing a long position	345	11.4014 GBP
0.4p ordinary	CFD	reducing a long position	488	11.4031 GBP
0.4p ordinary	CFD	reducing a long position	1,024	11.4066 GBP
0.4p ordinary	CFD	reducing a long position	3,444	11.4093 GBP
0.4p ordinary	CFD	reducing a long position	135	11.4109 GBP
0.4p ordinary	CFD	reducing a long position	232	11.4123 GBP
0.4p ordinary	CFD	reducing a long position	508	11.4288 GBP
0.4p ordinary	CFD	reducing a long position	833	11.4385 GBP
0.4p ordinary	CFD	reducing a short position	21	11.3650 GBP
0.4p ordinary	CFD	reducing a short position	44	11.3672 GBP
0.4p ordinary	CFD	reducing a short position	2,297	11.3888 GBP
0.4p ordinary	CFD	reducing a short position	800	11.3935 GBP
0.4p ordinary	CFD	reducing a short position	1,468	11.4000 GBP
0.4p ordinary	CFD	reducing a short position	102	11.4000 GBP
0.4p ordinary	CFD	reducing a short position	400	11.4000 GBP
0.4p ordinary	CFD	reducing a short position	75	11.4000 GBP
0.4p ordinary	CFD	reducing a short position	485,102	11.4000 GBP
0.4p ordinary	CFD	reducing a short position	528	11.4012 GBP
0.4p ordinary	CFD	reducing a short position	634	11.4012 GBP
0.4p ordinary	CFD	reducing a short position	692	11.4154 GBP
0.4p ordinary	CFD	reducing a short position	1,418	11.4204 GBP
0.4p ordinary	CFD	reducing a short position	892	11.4228 GBP
0.4p ordinary	CFD	reducing a short position	11	11.4391 GBP
0.4p ordinary	CFD	reducing a short position	657	11.4450 GBP
0.4p ordinary	CFD	reducing a short position	177	11.4593 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	27 June 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END