Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

03 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	02 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	512,756	11.2500 GBP	11.1375 GBP
0.4p ordinary	SALES	330,239	11.2700 GBP	11.1375 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	406	11.1472 GBP
0.4p ordinary	CFD	increasing a long position	12	11.1700 GBP
0.4p ordinary	CFD	increasing a long position	1,692	11.1795 GBP
0.4p ordinary	CFD	increasing a long position	346	11.1851 GBP
0.4p ordinary	CFD	increasing a long position	2,660	11.1951 GBP
0.4p ordinary	CFD	increasing a long position	241	11.1999 GBP
0.4p ordinary	CFD	increasing a long position	2,271	11.1999 GBP
0.4p ordinary	CFD	increasing a long position	1,023	11.2015 GBP
0.4p ordinary	CFD	increasing a long position	10,673	11.2024 GBP
0.4p ordinary	CFD	increasing a long position	2,125	11.2067 GBP
0.4p ordinary	CFD	increasing a long position	1,387	11.2073 GBP
0.4p ordinary	CFD	increasing a long position	1,586	11.2193 GBP
0.4p ordinary	CFD	increasing a long position	87,766	11.2200 GBP
0.4p ordinary	CFD	increasing a long position	160	11.2200 GBP
0.4p ordinary	CFD	increasing a short position	135	11.1700 GBP
0.4p ordinary	CFD	increasing a short position	8,020	11.2189 GBP
0.4p ordinary	CFD	increasing a short position	3,577	11.2200 GBP
0.4p ordinary	CFD	increasing a short position	50	11.2340 GBP
0.4p ordinary	CFD	reducing a long position	177	11.1557 GBP
0.4p ordinary	CFD	reducing a long position	401	11.1700 GBP
0.4p ordinary	CFD	reducing a long position	3,166	11.1729 GBP
0.4p ordinary	CFD	reducing a long position	85,442	11.1729 GBP
0.4p ordinary	CFD	reducing a long position	3,620	11.1830 GBP
0.4p ordinary	CFD	reducing a long position	97,706	11.1830 GBP
0.4p ordinary	CFD	reducing a long position	5,490	11.1907 GBP
0.4p ordinary	CFD	reducing a long position	1,275	11.1940 GBP
0.4p ordinary	CFD	reducing a long position	34,412	11.1940 GBP
0.4p ordinary	CFD	reducing a long position	273	11.1951 GBP
0.4p ordinary	CFD	reducing a long position	2,809	11.1970 GBP
0.4p ordinary	CFD	reducing a long position	966	11.1982 GBP
0.4p ordinary	CFD	reducing a long position	1,509	11.1984 GBP
0.4p ordinary	CFD	reducing a long position	770	11.2044 GBP
0.4p ordinary	CFD	reducing a long position	11,790	11.2061 GBP
0.4p ordinary	CFD	reducing a long position	3,281	11.2138 GBP
0.4p ordinary	CFD	reducing a long position	25,090	11.2156 GBP
0.4p ordinary	CFD	reducing a long position	2,034	11.2199 GBP
0.4p ordinary	CFD	reducing a long position	486	11.2200 GBP
0.4p ordinary	CFD	reducing a long position	11,162	11.2200 GBP
0.4p ordinary	CFD	reducing a long position	651	11.2200 GBP
0.4p ordinary	CFD	reducing a long position	157	11.2200 GBP
0.4p ordinary	CFD	reducing a long position	1,331	11.2202 GBP
0.4p ordinary	CFD	reducing a long position	7,080	11.2260 GBP
0.4p ordinary	CFD	reducing a short position	286	11.1951 GBP
0.4p ordinary	CFD	reducing a short position	19	11.1979 GBP
0.4p ordinary	CFD	reducing a short position	1,780	11.2033 GBP
0.4p ordinary	CFD	reducing a short position	2,251	11.2200 GBP
0.4p ordinary	CFD	reducing a short position	135	11.2200 GBP
0.4p ordinary	CFD	reducing a short position	1,005	11.2200 GBP
0.4p ordinary	CFD	reducing a short position	743	11.2209 GBP
0.4p ordinary	CFD	reducing a short position	251	11.2278 GBP
0.4p ordinary	CFD	reducing a short position	114	11.2300 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END