Form 8.5 (EPT/RI) - Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

16 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	15 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	230,546	11.1200 GBP	10.9400 GBP
0.4p ordinary	SALES	129,626	11.1201 GBP	10.9400 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	1,676	11.0050 GBP
0.4p ordinary	CFD	increasing a long position	182	11.0131 GBP
0.4p ordinary	CFD	increasing a long position	284	11.0217 GBP
0.4p ordinary	CFD	increasing a long position	1,988	11.0336 GBP
0.4p ordinary	CFD	increasing a long position	433	11.0439 GBP
0.4p ordinary	CFD	increasing a long position	1,972	11.1031 GBP
0.4p ordinary	CFD	increasing a long position	16,887	11.1065 GBP
0.4p ordinary	CFD	increasing a long position	572	11.1200 GBP
0.4p ordinary	CFD	increasing a long position	224	11.1200 GBP
0.4p ordinary	CFD	increasing a short position	13	11.0053 GBP
0.4p ordinary	CFD	increasing a short position	86	11.0055 GBP
0.4p ordinary	CFD	increasing a short position	2,751	11.0130 GBP
0.4p ordinary	CFD	increasing a short position	798	11.0156 GBP
0.4p ordinary	CFD	increasing a short position	2,049	11.0418 GBP
0.4p ordinary	CFD	increasing a short position	263	11.0459 GBP
0.4p ordinary	CFD	increasing a short position	12,171	11.0776 GBP
0.4p ordinary	CFD	increasing a short position	14,054	11.0776 GBP
0.4p ordinary	CFD	increasing a short position	3,279	11.0776 GBP
0.4p ordinary	CFD	increasing a short position	662	11.0776 GBP
0.4p ordinary	CFD	increasing a short position	28,740	11.0830 GBP
0.4p ordinary	CFD	increasing a short position	8,109	11.1054 GBP
0.4p ordinary	CFD	increasing a short position	22,334	11.1200 GBP
0.4p ordinary	CFD	increasing a short position	175	11.1200 GBP
0.4p ordinary	CFD	reducing a long position	224	10.9755 GBP
0.4p ordinary	CFD	reducing a long position	433	10.9828 GBP
0.4p ordinary	CFD	reducing a long position	5,051	11.0306 GBP
0.4p ordinary	CFD	reducing a long position	1,546	11.0313 GBP
0.4p ordinary	CFD	reducing a long position	2,332	11.0320 GBP
0.4p ordinary	CFD	reducing a long position	3	11.0350 GBP
0.4p ordinary	CFD	reducing a long position	28	11.0354 GBP
0.4p ordinary	CFD	reducing a long position	74	11.0355 GBP
0.4p ordinary	CFD	reducing a long position	382	11.0404 GBP
0.4p ordinary	CFD	reducing a long position	9	11.0489 GBP
0.4p ordinary	CFD	reducing a long position	807	11.0553 GBP
0.4p ordinary	CFD	reducing a long position	1,676	11.0624 GBP
0.4p ordinary	CFD	reducing a long position	8,474	11.0808 GBP
0.4p ordinary	CFD	reducing a long position	1,348	11.0838 GBP
0.4p ordinary	CFD	reducing a long position	12,683	11.0838 GBP
0.4p ordinary	CFD	reducing a long position	5,804	11.1154 GBP
0.4p ordinary	CFD	reducing a long position	276	11.1200 GBP
0.4p ordinary	CFD	reducing a long position	25	11.1200 GBP
0.4p ordinary	CFD	reducing a long position	179	11.1200 GBP
0.4p ordinary	CFD	reducing a long position	900	11.1200 GBP
0.4p ordinary	CFD	reducing a long position	574	11.1200 GBP
0.4p ordinary	CFD	reducing a short position	900	11.0487 GBP
0.4p ordinary	CFD	reducing a short position	300	11.0488 GBP
0.4p ordinary	CFD	reducing a short position	1,437	11.1064 GBP
0.4p ordinary	CFD	reducing a short position	858	11.1066 GBP
0.4p ordinary	CFD	reducing a short position	176	11.1200 GBP
0.4p ordinary	CFD	reducing a short position	28,294	11.1200 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	16 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END