Form 8.5 (EPT/RI)- Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

18 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	17 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	668,815	10.9250 GBP	10.8150 GBP
0.4p ordinary	SALES	507,064	10.9275 GBP	10.8450 GBP
0.4p ordinary	PURCHASES	15,795	12.9796 EUR	12.9796 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	237	10.8697 GBP
0.4p ordinary	CFD	increasing a long position	137	10.8726 GBP
0.4p ordinary	CFD	increasing a long position	3,488	10.8962 GBP
0.4p ordinary	CFD	increasing a long position	50,000	10.9100 GBP
0.4p ordinary	CFD	increasing a long position	2,113	10.9101 GBP
0.4p ordinary	CFD	increasing a long position	262	10.9106 GBP
0.4p ordinary	CFD	increasing a short position	1,000	10.8170 GBP
0.4p ordinary	CFD	increasing a short position	99	10.8670 GBP
0.4p ordinary	CFD	increasing a short position	18,590	10.8964 GBP
0.4p ordinary	CFD	increasing a short position	96,759	10.9020 GBP
0.4p ordinary	CFD	increasing a short position	1,225	10.9038 GBP
0.4p ordinary	CFD	increasing a short position	39,116	10.9068 GBP
0.4p ordinary	CFD	increasing a short position	50,000	10.9076 GBP
0.4p ordinary	CFD	increasing a short position	29,789	10.9100 GBP
0.4p ordinary	CFD	increasing a short position	3,492	10.9107 GBP
0.4p ordinary	CFD	reducing a long position	15,301	10.8296 GBP
0.4p ordinary	CFD	reducing a long position	518	10.8587 GBP
0.4p ordinary	CFD	reducing a long position	2,865	10.8639 GBP
0.4p ordinary	CFD	reducing a long position	7,315	10.8650 GBP
0.4p ordinary	CFD	reducing a long position	1,457	10.8670 GBP
0.4p ordinary	CFD	reducing a long position	50,000	10.8717 GBP
0.4p ordinary	CFD	reducing a long position	5,937	10.8725 GBP
0.4p ordinary	CFD	reducing a long position	6,139	10.8910 GBP
0.4p ordinary	CFD	reducing a long position	25,000	10.8972 GBP
0.4p ordinary	CFD	reducing a long position	2,239	10.8986 GBP
0.4p ordinary	CFD	reducing a long position	21,046	10.8986 GBP
0.4p ordinary	CFD	reducing a long position	25,000	10.9006 GBP
0.4p ordinary	CFD	reducing a long position	12,404	10.9029 GBP
0.4p ordinary	CFD	reducing a long position	1,298	10.9038 GBP
0.4p ordinary	CFD	reducing a long position	49,627	10.9055 GBP
0.4p ordinary	CFD	reducing a long position	53,842	10.9068 GBP
0.4p ordinary	CFD	reducing a long position	1,000	10.9100 GBP
0.4p ordinary	CFD	reducing a long position	236	10.9100 GBP
0.4p ordinary	CFD	reducing a long position	116	10.9100 GBP
0.4p ordinary	CFD	reducing a long position	4,927	10.9100 GBP
0.4p ordinary	CFD	reducing a long position	11	10.9109 GBP
0.4p ordinary	CFD	reducing a long position	883	10.9129 GBP
0.4p ordinary	CFD	reducing a short position	300	10.8892 GBP
0.4p ordinary	CFD	reducing a short position	15,584	10.8988 GBP
0.4p ordinary	CFD	reducing a short position	102,737	10.9000 GBP
0.4p ordinary	CFD	reducing a short position	600	10.9032 GBP
0.4p ordinary	CFD	reducing a short position	6	10.9057 GBP
0.4p ordinary	CFD	reducing a short position	7,415	10.9088 GBP
0.4p ordinary	CFD	reducing a short position	4,425	10.9090 GBP
0.4p ordinary	CFD	reducing a short position	29,783	10.9100 GBP
0.4p ordinary	CFD	reducing a short position	61	10.9100 GBP
0.4p ordinary	CFD	reducing a short position	126	10.9100 GBP
0.4p ordinary	CFD	reducing a short position	146,759	10.9100 GBP
0.4p ordinary	CFD	reducing a short position	1,000	10.9200 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	18 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END