Form 8.5 (EPT/RI)-Hargreaves Lansdown plc

Morgan Stanley & Co. Int'l plc

06 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	05 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	345,273	10.7750 GBP	10.5050 GBP
0.4p ordinary	SALES	420,821	10.7750 GBP	10.4950 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	1,491	10.5150 GBP
0.4p ordinary	CFD	increasing a long position	20,863	10.5154 GBP
0.4p ordinary	CFD	increasing a long position	13,477	10.5373 GBP
0.4p ordinary	CFD	increasing a long position	9,582	10.5388 GBP
0.4p ordinary	CFD	increasing a long position	1,192	10.5568 GBP
0.4p ordinary	CFD	increasing a long position	29,260	10.5600 GBP
0.4p ordinary	CFD	increasing a long position	267	10.5750 GBP
0.4p ordinary	CFD	increasing a long position	2,150	10.5765 GBP
0.4p ordinary	CFD	increasing a long position	30	10.5800 GBP
0.4p ordinary	CFD	increasing a long position	10,727	10.5847 GBP
0.4p ordinary	CFD	increasing a long position	66	10.6065 GBP
0.4p ordinary	CFD	increasing a long position	6	10.6750 GBP
0.4p ordinary	CFD	increasing a short position	240	10.5150 GBP
0.4p ordinary	CFD	increasing a short position	5,248	10.5150 GBP
0.4p ordinary	CFD	increasing a short position	249	10.5150 GBP
0.4p ordinary	CFD	increasing a short position	3,904	10.5150 GBP
0.4p ordinary	CFD	increasing a short position	4,760	10.5150 GBP
0.4p ordinary	CFD	increasing a short position	11,154	10.5173 GBP
0.4p ordinary	CFD	increasing a short position	1,283	10.5372 GBP
0.4p ordinary	CFD	increasing a short position	1,831	10.5380 GBP
0.4p ordinary	CFD	increasing a short position	17,378	10.5380 GBP
0.4p ordinary	CFD	increasing a short position	59	10.5502 GBP
0.4p ordinary	CFD	increasing a short position	35	10.5502 GBP
0.4p ordinary	CFD	increasing a short position	744	10.5571 GBP
0.4p ordinary	CFD	increasing a short position	663	10.5571 GBP
0.4p ordinary	CFD	increasing a short position	21,000	10.5790 GBP
0.4p ordinary	CFD	increasing a short position	1,034	10.5827 GBP
0.4p ordinary	CFD	increasing a short position	20	10.6170 GBP
0.4p ordinary	CFD	increasing a short position	1,553	10.6600 GBP
0.4p ordinary	CFD	reducing a long position	137	10.5150 GBP
0.4p ordinary	CFD	reducing a long position	19	10.5150 GBP
0.4p ordinary	CFD	reducing a long position	682	10.5152 GBP
0.4p ordinary	CFD	reducing a long position	2,980	10.5181 GBP
0.4p ordinary	CFD	reducing a long position	10,864	10.5260 GBP
0.4p ordinary	CFD	reducing a long position	17,903	10.5411 GBP
0.4p ordinary	CFD	reducing a long position	2,550	10.5610 GBP
0.4p ordinary	CFD	reducing a long position	8,851	10.5769 GBP
0.4p ordinary	CFD	reducing a long position	459	10.5875 GBP
0.4p ordinary	CFD	reducing a short position	12,169	10.5150 GBP
0.4p ordinary	CFD	reducing a short position	38,150	10.5183 GBP
0.4p ordinary	CFD	reducing a short position	19	10.5579 GBP
0.4p ordinary	CFD	reducing a short position	7,325	10.5587 GBP
0.4p ordinary	CFD	reducing a short position	2,161	10.5670 GBP
0.4p ordinary	CFD	reducing a short position	4,090	10.5865 GBP
0.4p ordinary	CFD	reducing a short position	1,260	10.5954 GBP
0.4p ordinary	CFD	reducing a short position	763	10.5956 GBP
0.4p ordinary	CFD	reducing a short position	21,000	10.5957 GBP
0.4p ordinary	CFD	reducing a short position	3,135	10.6022 GBP
0.4p ordinary	CFD	reducing a short position	416	10.6065 GBP
0.4p ordinary	CFD	reducing a short position	1,327	10.6431 GBP
0.4p ordinary	CFD	reducing a short position	1,000	10.6771 GBP
0.4p ordinary	CFD	reducing a short position	100	10.6918 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	06 August 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END