Form 8.5 (EPT/RI) - Hargreaves Lansdown

GoldmanSachs International

05 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	04 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	708,553	10.6350 GBP	10.5000 GBP
0.4p ordinary	Sales	514,023	10.6200 GBP	10.5150 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	3,199	10.5018 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.5039 GBP
0.4p ordinary	CFD	Reducing a long position	894	10.5177 GBP
0.4p ordinary	CFD	Reducing a long position	390	10.5311 GBP
0.4p ordinary	CFD	Reducing a long position	3,072	10.5437 GBP
0.4p ordinary	CFD	Reducing a long position	384	10.5437 GBP
0.4p ordinary	CFD	Reducing a long position	3,662	10.5439 GBP
0.4p ordinary	CFD	Reducing a long position	1,207	10.5450 GBP
0.4p ordinary	CFD	Reducing a long position	5,902	10.5486 GBP
0.4p ordinary	CFD	Reducing a long position	20,530	10.5491 GBP
0.4p ordinary	CFD	Reducing a long position	1,013	10.5511 GBP
0.4p ordinary	CFD	Reducing a long position	5,463	10.5521 GBP
0.4p ordinary	CFD	Reducing a long position	4,756	10.5545 GBP
0.4p ordinary	CFD	Increasing a long position	5,038	10.5562 GBP
0.4p ordinary	CFD	Reducing a long position	3,917	10.5565 GBP
0.4p ordinary	CFD	Reducing a long position	3,027	10.5609 GBP
0.4p ordinary	CFD	Reducing a long position	24,264	10.5679 GBP
0.4p ordinary	CFD	Reducing a long position	103	10.5789 GBP
0.4p ordinary	CFD	Reducing a long position	1,056	10.5876 GBP
0.4p ordinary	CFD	Reducing a long position	232	10.5894 GBP
0.4p ordinary	CFD	Reducing a long position	5,825	10.5894 GBP
0.4p ordinary	CFD	Reducing a long position	1,890	10.5894 GBP
0.4p ordinary	CFD	Reducing a long position	87	10.5894 GBP
0.4p ordinary	CFD	Reducing a long position	16,762	10.5920 GBP
0.4p ordinary	CFD	Reducing a long position	198	10.5967 GBP
0.4p ordinary	CFD	Reducing a long position	6,329	10.6002 GBP
0.4p ordinary	CFD	Reducing a long position	11	10.6008 GBP
0.4p ordinary	CFD	Reducing a long position	370	10.6008 GBP
0.4p ordinary	CFD	Reducing a long position	102	10.6008 GBP
0.4p ordinary	CFD	Reducing a long position	4	10.6008 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.6014 GBP
0.4p ordinary	CFD	Reducing a long position	480	10.6023 GBP
0.4p ordinary	CFD	Reducing a long position	148	10.6023 GBP
0.4p ordinary	CFD	Reducing a long position	31,195	10.6052 GBP
0.4p ordinary	CFD	Increasing a long position	239	10.6097 GBP
0.4p ordinary	CFD	Increasing a long position	18,431	10.6189 GBP
0.4p ordinary	CFD	Increasing a long position	14,442	10.6189 GBP
0.4p ordinary	CFD	Increasing a long position	1,013	10.6191 GBP
0.4p ordinary	CFD	Reducing a long position	10,292	10.6200 GBP
0.4p ordinary	CFD	Reducing a long position	1,659	10.6200 GBP
0.4p ordinary	CFD	Reducing a long position	15,347	10.6202 GBP
0.4p ordinary	CFD	Reducing a long position	87	10.6211 GBP
0.4p ordinary	CFD	Reducing a long position	3,787	10.6211 GBP
0.4p ordinary	CFD	Reducing a long position	11,542	10.6216 GBP
0.4p ordinary	CFD	Reducing a long position	17,299	10.6216 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	05 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END