Form 8.5 (EPT/RI) - Hargreaves Lansdown

GoldmanSachs International

14 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	13 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	423,365	10.7625 GBP	10.5450 GBP
0.4p ordinary	Sales	535,011	10.7650 GBP	10.5525 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	1,045	10.5553 GBP
0.4p ordinary	CFD	Increasing a long position	41	10.5685 GBP
0.4p ordinary	CFD	Increasing a long position	1,316	10.5703 GBP
0.4p ordinary	CFD	Increasing a long position	29	10.5762 GBP
0.4p ordinary	CFD	Increasing a long position	204	10.5768 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.5768 GBP
0.4p ordinary	CFD	Increasing a long position	892	10.5772 GBP
0.4p ordinary	CFD	Increasing a long position	2,187	10.5937 GBP
0.4p ordinary	CFD	Reducing a long position	3,667	10.6055 GBP
0.4p ordinary	CFD	Reducing a long position	215	10.6087 GBP
0.4p ordinary	CFD	Increasing a long position	401,229	10.6100 GBP
0.4p ordinary	CFD	Reducing a short position	9,500	10.6110 GBP
0.4p ordinary	CFD	Opening a long position	1,400	10.6110 GBP
0.4p ordinary	CFD	Increasing a long position	734	10.6111 GBP
0.4p ordinary	CFD	Increasing a long position	23	10.6121 GBP
0.4p ordinary	CFD	Reducing a long position	22,500	10.6183 GBP
0.4p ordinary	CFD	Reducing a long position	14,932	10.6262 GBP
0.4p ordinary	CFD	Reducing a long position	21,375	10.6358 GBP
0.4p ordinary	CFD	Reducing a long position	16,934	10.6447 GBP
0.4p ordinary	CFD	Reducing a long position	23,809	10.6492 GBP
0.4p ordinary	CFD	Reducing a long position	2,066	10.6539 GBP
0.4p ordinary	CFD	Reducing a long position	5,929	10.6553 GBP
0.4p ordinary	CFD	Reducing a long position	313	10.6567 GBP
0.4p ordinary	CFD	Increasing a long position	28	10.6589 GBP
0.4p ordinary	CFD	Increasing a long position	192	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	395	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	37	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	820	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	7,044	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	99	10.6598 GBP
0.4p ordinary	CFD	Increasing a long position	1,252	10.6598 GBP
0.4p ordinary	CFD	Opening a long position	185	10.6598 GBP
0.4p ordinary	CFD	Reducing a long position	9,481	10.6600 GBP
0.4p ordinary	CFD	Increasing a short position	900	10.6601 GBP
0.4p ordinary	CFD	Reducing a long position	840	10.6602 GBP
0.4p ordinary	CFD	Reducing a long position	4	10.6611 GBP
0.4p ordinary	CFD	Reducing a long position	1,827	10.6611 GBP
0.4p ordinary	CFD	Reducing a long position	388	10.6611 GBP
0.4p ordinary	CFD	Reducing a long position	97	10.6611 GBP
0.4p ordinary	CFD	Increasing a long position	12	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	27	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	54	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	51	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.6642 GBP
0.4p ordinary	CFD	Increasing a long position	470	10.6642 GBP
0.4p ordinary	CFD	Reducing a long position	8,603	10.6660 GBP
0.4p ordinary	CFD	Increasing a long position	79	10.6686 GBP
0.4p ordinary	CFD	Increasing a long position	348	10.6687 GBP
0.4p ordinary	CFD	Increasing a long position	2,989	10.6687 GBP
0.4p ordinary	CFD	Increasing a long position	167	10.6687 GBP
0.4p ordinary	CFD	Reducing a long position	1,043	10.6714 GBP
0.4p ordinary	CFD	Increasing a long position	57	10.6716 GBP
0.4p ordinary	CFD	Increasing a long position	237	10.6716 GBP
0.4p ordinary	CFD	Increasing a long position	2,035	10.6716 GBP
0.4p ordinary	CFD	Increasing a long position	116	10.6716 GBP
0.4p ordinary	CFD	Increasing a long position	27	10.6777 GBP
0.4p ordinary	CFD	Increasing a long position	202	10.6786 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.6839 GBP
0.4p ordinary	CFD	Increasing a long position	13	10.6839 GBP
0.4p ordinary	CFD	Increasing a long position	28	10.6839 GBP
0.4p ordinary	CFD	Increasing a long position	242	10.6839 GBP
0.4p ordinary	CFD	Reducing a long position	364	10.6847 GBP
0.4p ordinary	CFD	Reducing a long position	16,339	10.6850 GBP
0.4p ordinary	CFD	Reducing a long position	2,374	10.6881 GBP
0.4p ordinary	CFD	Increasing a long position	46	10.6917 GBP
0.4p ordinary	CFD	Increasing a long position	360	10.6921 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.6939 GBP
0.4p ordinary	CFD	Reducing a long position	6	10.6961 GBP
0.4p ordinary	CFD	Reducing a long position	149,723	10.6996 GBP
0.4p ordinary	CFD	Increasing a long position	101	10.7021 GBP
0.4p ordinary	CFD	Increasing a long position	14	10.7021 GBP
0.4p ordinary	CFD	Reducing a long position	180	10.7066 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.7406 GBP
0.4p ordinary	SWAP	Reducing a short position	128	13.6089 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	14 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END