Form 8.5 (EPT/RI) - Hargreaves Lansdown

GoldmanSachs International

27 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	26 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	285,104	11.4800 GBP	11.3400 GBP
0.4p ordinary	Sales	336,847	11.4700 GBP	11.3350 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	119	11.3602 GBP
0.4p ordinary	CFD	Increasing a long position	41	11.3624 GBP
0.4p ordinary	CFD	Reducing a long position	115	11.3656 GBP
0.4p ordinary	CFD	Reducing a long position	711	11.3687 GBP
0.4p ordinary	CFD	Reducing a long position	95	11.3711 GBP
0.4p ordinary	CFD	Reducing a long position	1	11.3711 GBP
0.4p ordinary	CFD	Reducing a long position	32	11.3728 GBP
0.4p ordinary	CFD	Reducing a long position	159	11.3754 GBP
0.4p ordinary	CFD	Increasing a long position	541	11.3829 GBP
0.4p ordinary	CFD	Reducing a short position	38	11.3912 GBP
0.4p ordinary	CFD	Reducing a long position	298	11.3959 GBP
0.4p ordinary	CFD	Increasing a long position	3,739	11.3987 GBP
0.4p ordinary	CFD	Increasing a long position	83	11.3989 GBP
0.4p ordinary	CFD	Increasing a long position	115	11.3989 GBP
0.4p ordinary	CFD	Increasing a long position	31	11.3989 GBP
0.4p ordinary	CFD	Increasing a long position	420	11.3991 GBP
0.4p ordinary	CFD	Increasing a long position	5,504	11.3998 GBP
0.4p ordinary	CFD	Increasing a long position	14,819	11.3999 GBP
0.4p ordinary	CFD	Increasing a long position	1,223	11.4000 GBP
0.4p ordinary	CFD	Reducing a long position	1	11.4002 GBP
0.4p ordinary	CFD	Reducing a long position	998	11.4009 GBP
0.4p ordinary	CFD	Reducing a long position	14	11.4011 GBP
0.4p ordinary	CFD	Reducing a long position	886	11.4039 GBP
0.4p ordinary	CFD	Increasing a long position	10	11.4039 GBP
0.4p ordinary	CFD	Increasing a long position	1,997	11.4073 GBP
0.4p ordinary	CFD	Reducing a long position	876	11.4112 GBP
0.4p ordinary	CFD	Opening a short position	3,756	11.4146 GBP
0.4p ordinary	CFD	Reducing a long position	37	11.4361 GBP
0.4p ordinary	CFD	Increasing a long position	6,000	11.4392 GBP
0.4p ordinary	CFD	Reducing a long position	121	11.4561 GBP
0.4p ordinary	CFD	Reducing a long position	874	11.4642 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	27 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END