Form 8.5 (EPT/RI) - HARGREAVES

GoldmanSachs International

12 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	11 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	135,542	10.8425 GBP	10.5900 GBP
0.4p ordinary	Sales	695,176	10.8400 GBP	10.5700 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Increasing a long position	8	10.5889 GBP
0.4p ordinary	CFD	Increasing a long position	98	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	201	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	3,561	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	420	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	1,408	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	195	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	3,615	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	3,206	10.5898 GBP
0.4p ordinary	CFD	Increasing a long position	1,930	10.5900 GBP
0.4p ordinary	CFD	Reducing a long position	13,464	10.5901 GBP
0.4p ordinary	CFD	Reducing a long position	8,364	10.5902 GBP
0.4p ordinary	CFD	Reducing a long position	22,822	10.5911 GBP
0.4p ordinary	CFD	Reducing a long position	1	10.5911 GBP
0.4p ordinary	CFD	Reducing a long position	890	10.5911 GBP
0.4p ordinary	CFD	Reducing a long position	32,349	10.5911 GBP
0.4p ordinary	CFD	Opening a short position	2,100	10.6067 GBP
0.4p ordinary	CFD	Increasing a long position	941	10.6269 GBP
0.4p ordinary	CFD	Increasing a long position	123,983	10.6366 GBP
0.4p ordinary	CFD	Increasing a long position	583	10.6439 GBP
0.4p ordinary	CFD	Increasing a long position	816	10.6484 GBP
0.4p ordinary	CFD	Reducing a long position	4,471	10.6526 GBP
0.4p ordinary	CFD	Reducing a long position	1,562	10.6526 GBP
0.4p ordinary	CFD	Reducing a long position	820	10.6536 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.6549 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.6549 GBP
0.4p ordinary	CFD	Increasing a long position	234	10.6585 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.6593 GBP
0.4p ordinary	CFD	Increasing a long position	19	10.6604 GBP
0.4p ordinary	CFD	Increasing a long position	162	10.6609 GBP
0.4p ordinary	CFD	Reducing a long position	964	10.6632 GBP
0.4p ordinary	CFD	Increasing a long position	800	10.6746 GBP
0.4p ordinary	CFD	Increasing a long position	55	10.6752 GBP
0.4p ordinary	CFD	Increasing a long position	14	10.6792 GBP
0.4p ordinary	CFD	Increasing a long position	614	10.6805 GBP
0.4p ordinary	CFD	Increasing a long position	241	10.6815 GBP
0.4p ordinary	CFD	Increasing a long position	83	10.6826 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.6835 GBP
0.4p ordinary	CFD	Increasing a long position	63	10.6838 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.6841 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.6864 GBP
0.4p ordinary	CFD	Increasing a long position	15	10.6884 GBP
0.4p ordinary	CFD	Increasing a long position	311	10.6884 GBP
0.4p ordinary	CFD	Increasing a long position	120	10.6888 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.6894 GBP
0.4p ordinary	CFD	Increasing a long position	135	10.6918 GBP
0.4p ordinary	CFD	Increasing a long position	978	10.6922 GBP
0.4p ordinary	CFD	Increasing a long position	22	10.6929 GBP
0.4p ordinary	CFD	Increasing a long position	53	10.6935 GBP
0.4p ordinary	CFD	Increasing a long position	101	10.6937 GBP
0.4p ordinary	CFD	Increasing a long position	1,739	10.6939 GBP
0.4p ordinary	CFD	Increasing a long position	204	10.6946 GBP
0.4p ordinary	CFD	Increasing a long position	16,101	10.7071 GBP
0.4p ordinary	CFD	Increasing a long position	734	10.7071 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7075 GBP
0.4p ordinary	CFD	Increasing a long position	85	10.7075 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.7077 GBP
0.4p ordinary	CFD	Increasing a long position	14	10.7092 GBP
0.4p ordinary	CFD	Increasing a long position	43	10.7098 GBP
0.4p ordinary	CFD	Increasing a long position	44	10.7099 GBP
0.4p ordinary	CFD	Reducing a long position	497	10.7105 GBP
0.4p ordinary	CFD	Increasing a long position	31	10.7112 GBP
0.4p ordinary	CFD	Increasing a long position	266	10.7114 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.7118 GBP
0.4p ordinary	CFD	Increasing a long position	31	10.7120 GBP
0.4p ordinary	CFD	Increasing a long position	1,246	10.7122 GBP
0.4p ordinary	CFD	Reducing a long position	16	10.7133 GBP
0.4p ordinary	CFD	Increasing a long position	4,985	10.7136 GBP
0.4p ordinary	CFD	Increasing a long position	1,088	10.7139 GBP
0.4p ordinary	CFD	Increasing a long position	10	10.7139 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.7139 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7139 GBP
0.4p ordinary	CFD	Increasing a long position	25	10.7147 GBP
0.4p ordinary	CFD	Increasing a long position	73	10.7162 GBP
0.4p ordinary	CFD	Increasing a long position	334	10.7206 GBP
0.4p ordinary	CFD	Increasing a long position	159	10.7206 GBP
0.4p ordinary	CFD	Increasing a long position	2,882	10.7211 GBP
0.4p ordinary	CFD	Increasing a long position	13,295	10.7225 GBP
0.4p ordinary	CFD	Increasing a long position	93	10.7248 GBP
0.4p ordinary	CFD	Reducing a long position	173	10.7281 GBP
0.4p ordinary	CFD	Increasing a long position	6,839	10.7285 GBP
0.4p ordinary	CFD	Increasing a long position	789	10.7290 GBP
0.4p ordinary	CFD	Increasing a long position	381	10.7292 GBP
0.4p ordinary	CFD	Increasing a long position	184	10.7312 GBP
0.4p ordinary	CFD	Increasing a long position	131	10.7348 GBP
0.4p ordinary	CFD	Increasing a long position	132	10.7351 GBP
0.4p ordinary	CFD	Increasing a long position	2,536	10.7406 GBP
0.4p ordinary	CFD	Increasing a long position	5,308	10.7410 GBP
0.4p ordinary	CFD	Increasing a long position	41	10.7412 GBP
0.4p ordinary	CFD	Increasing a long position	322	10.7413 GBP
0.4p ordinary	CFD	Increasing a long position	126	10.7449 GBP
0.4p ordinary	CFD	Increasing a long position	290	10.7459 GBP
0.4p ordinary	CFD	Increasing a long position	148	10.7461 GBP
0.4p ordinary	CFD	Increasing a long position	561	10.7469 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.7492 GBP
0.4p ordinary	CFD	Reducing a short position	43,729	10.7507 GBP
0.4p ordinary	CFD	Reducing a short position	1,093	10.7507 GBP
0.4p ordinary	CFD	Reducing a short position	31,360	10.7507 GBP
0.4p ordinary	CFD	Reducing a long position	2	10.7508 GBP
0.4p ordinary	CFD	Reducing a long position	6	10.7508 GBP
0.4p ordinary	CFD	Increasing a long position	258	10.7554 GBP
0.4p ordinary	CFD	Increasing a long position	43	10.7558 GBP
0.4p ordinary	CFD	Increasing a long position	21	10.7589 GBP
0.4p ordinary	CFD	Increasing a long position	865	10.7592 GBP
0.4p ordinary	CFD	Increasing a long position	15	10.7593 GBP
0.4p ordinary	CFD	Increasing a long position	143	10.7608 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.7659 GBP
0.4p ordinary	CFD	Increasing a long position	369,009	10.8000 GBP
0.4p ordinary	CFD	Increasing a long position	11	10.8023 GBP
0.4p ordinary	CFD	Increasing a long position	3	10.8094 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.8094 GBP
0.4p ordinary	CFD	Increasing a long position	380	10.8094 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.8094 GBP
0.4p ordinary	CFD	Increasing a long position	64	10.8094 GBP
0.4p ordinary	CFD	Increasing a long position	13	10.8094 GBP
0.4p ordinary	CFD	Reducing a long position	2,042	10.8191 GBP
0.4p ordinary	CFD	Reducing a long position	3	10.8311 GBP
0.4p ordinary	CFD	Reducing a long position	14,403	13.5836 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	12 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END