Form 8.5 (EPT/RI) - paper co

GoldmanSachs International

11 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	10 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	99,297	10.8700 GBP	10.5875 GBP
0.4p ordinary	Sales	672,343	10.8800 GBP	10.5500 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Increasing a long position	12	10.5489 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.5746 GBP
0.4p ordinary	CFD	Increasing a long position	377,822	10.5800 GBP
0.4p ordinary	CFD	Reducing a long position	434	10.5932 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.6041 GBP
0.4p ordinary	CFD	Increasing a long position	26	10.6095 GBP
0.4p ordinary	CFD	Increasing a long position	54	10.6098 GBP
0.4p ordinary	CFD	Increasing a long position	8	10.6107 GBP
0.4p ordinary	CFD	Reducing a long position	1,982	10.6345 GBP
0.4p ordinary	CFD	Reducing a long position	2,106	10.6672 GBP
0.4p ordinary	CFD	Reducing a long position	105	10.6700 GBP
0.4p ordinary	CFD	Reducing a short position	1,600	10.6802 GBP
0.4p ordinary	CFD	Increasing a long position	49	10.6842 GBP
0.4p ordinary	CFD	Increasing a long position	5	10.6948 GBP
0.4p ordinary	CFD	Reducing a long position	41	10.6963 GBP
0.4p ordinary	CFD	Increasing a long position	839	10.7054 GBP
0.4p ordinary	CFD	Increasing a long position	5,715	10.7081 GBP
0.4p ordinary	CFD	Increasing a long position	224	10.7113 GBP
0.4p ordinary	CFD	Increasing a long position	34	10.7116 GBP
0.4p ordinary	CFD	Increasing a long position	141	10.7220 GBP
0.4p ordinary	CFD	Increasing a long position	197	10.7325 GBP
0.4p ordinary	CFD	Increasing a long position	7	10.7346 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7396 GBP
0.4p ordinary	CFD	Increasing a long position	288	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	348	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	1,809	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	721	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	83	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	15	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	10,241	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	55	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	11	10.7398 GBP
0.4p ordinary	CFD	Increasing a long position	1,177	10.7399 GBP
0.4p ordinary	CFD	Increasing a long position	5,598	10.7409 GBP
0.4p ordinary	CFD	Reducing a long position	3,992	10.7411 GBP
0.4p ordinary	CFD	Reducing a long position	1,424	10.7411 GBP
0.4p ordinary	CFD	Reducing a long position	1,473	10.7411 GBP
0.4p ordinary	CFD	Reducing a long position	2	10.7411 GBP
0.4p ordinary	CFD	Increasing a long position	6,867	10.7419 GBP
0.4p ordinary	CFD	Increasing a long position	24	10.7439 GBP
0.4p ordinary	CFD	Increasing a long position	45	10.7445 GBP
0.4p ordinary	CFD	Reducing a long position	90	10.7468 GBP
0.4p ordinary	CFD	Increasing a long position	12,398	10.7468 GBP
0.4p ordinary	CFD	Increasing a long position	926	10.7469 GBP
0.4p ordinary	CFD	Increasing a long position	1,908	10.7472 GBP
0.4p ordinary	CFD	Increasing a long position	73	10.7476 GBP
0.4p ordinary	CFD	Increasing a long position	329	10.7476 GBP
0.4p ordinary	CFD	Reducing a long position	1,120	10.7478 GBP
0.4p ordinary	CFD	Increasing a long position	26	10.7480 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	6	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	88	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7489 GBP
0.4p ordinary	CFD	Increasing a long position	1,325	10.7490 GBP
0.4p ordinary	CFD	Increasing a long position	11,194	10.7492 GBP
0.4p ordinary	CFD	Increasing a long position	3,287	10.7494 GBP
0.4p ordinary	CFD	Increasing a long position	184	10.7503 GBP
0.4p ordinary	CFD	Increasing a long position	4,009	10.7513 GBP
0.4p ordinary	CFD	Increasing a long position	851	10.7523 GBP
0.4p ordinary	CFD	Increasing a long position	109,377	10.7527 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	1	10.7539 GBP
0.4p ordinary	CFD	Increasing a long position	2	10.7539 GBP
0.4p ordinary	CFD	Opening a long position	331	10.7605 GBP
0.4p ordinary	CFD	Opening a long position	37	10.7608 GBP
0.4p ordinary	CFD	Increasing a long position	11,736	10.7621 GBP
0.4p ordinary	CFD	Opening a long position	17	10.7646 GBP
0.4p ordinary	CFD	Increasing a long position	700	10.7661 GBP
0.4p ordinary	CFD	Increasing a long position	84	10.7692 GBP
0.4p ordinary	CFD	Increasing a long position	656	10.7695 GBP
0.4p ordinary	CFD	Increasing a long position	4,599	10.7700 GBP
0.4p ordinary	CFD	Increasing a long position	285	10.7728 GBP
0.4p ordinary	CFD	Reducing a long position	4,007	10.7728 GBP
0.4p ordinary	CFD	Increasing a long position	10,482	10.7729 GBP
0.4p ordinary	CFD	Increasing a long position	1,219	10.7730 GBP
0.4p ordinary	CFD	Increasing a long position	582	10.7731 GBP
0.4p ordinary	CFD	Opening a long position	9	10.7732 GBP
0.4p ordinary	CFD	Increasing a long position	7,048	10.7783 GBP
0.4p ordinary	CFD	Increasing a long position	44	10.7853 GBP
0.4p ordinary	CFD	Increasing a long position	308	10.7859 GBP
0.4p ordinary	CFD	Increasing a long position	43	10.7926 GBP
0.4p ordinary	CFD	Increasing a long position	6,523	10.7929 GBP
0.4p ordinary	CFD	Increasing a long position	776	10.7934 GBP
0.4p ordinary	CFD	Increasing a long position	589	10.7935 GBP
0.4p ordinary	CFD	Increasing a long position	89	10.7936 GBP
0.4p ordinary	CFD	Increasing a long position	20	10.7989 GBP
0.4p ordinary	CFD	Increasing a long position	110	10.8076 GBP
0.4p ordinary	CFD	Increasing a long position	202	10.8117 GBP
0.4p ordinary	CFD	Increasing a long position	4	10.8189 GBP
0.4p ordinary	CFD	Increasing a long position	131	10.8293 GBP
0.4p ordinary	CFD	Increasing a long position	142	10.8484 GBP
0.4p ordinary	CFD	Reducing a long position	8,511	13.6905 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	11 June 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END