Form 8.5 (EPT/RI)- Replacement of Hargreaves

Morgan Stanley & Co. Int'l plc

03 July 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	01 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	PURCHASES	378,002	11.3950 GBP	11.2600 GBP
0.4p ordinary	SALES	613,203	11.4000 GBP	11.2692 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	1,736	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	121,425	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	927	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	117	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	154,824	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	22	11.2700 GBP
0.4p ordinary	CFD	increasing a long position	4,506	11.2709 GBP
0.4p ordinary	CFD	increasing a long position	9,589	11.2813 GBP
0.4p ordinary	CFD	increasing a long position	13	11.2900 GBP
0.4p ordinary	CFD	increasing a long position	24,753	11.2919 GBP
0.4p ordinary	CFD	increasing a long position	1,920	11.2966 GBP
0.4p ordinary	CFD	increasing a long position	996	11.3139 GBP
0.4p ordinary	CFD	increasing a long position	1,386	11.3150 GBP
0.4p ordinary	CFD	increasing a long position	5,651	11.3233 GBP
0.4p ordinary	CFD	increasing a long position	380	11.3347 GBP
0.4p ordinary	CFD	increasing a long position	274	11.3369 GBP
0.4p ordinary	CFD	increasing a long position	3	11.3500 GBP
0.4p ordinary	CFD	increasing a long position	630	11.3689 GBP
0.4p ordinary	CFD	increasing a long position	1,649	11.3943 GBP
0.4p ordinary	CFD	increasing a long position	5,000	11.4000 GBP
0.4p ordinary	CFD	increasing a short position	3,246	11.2700 GBP
0.4p ordinary	CFD	increasing a short position	3,700	11.2700 GBP
0.4p ordinary	CFD	increasing a short position	2,626	11.2742 GBP
0.4p ordinary	CFD	increasing a short position	3,316	11.2743 GBP
0.4p ordinary	CFD	increasing a short position	51,061	11.2940 GBP
0.4p ordinary	CFD	increasing a short position	81	11.3160 GBP
0.4p ordinary	CFD	increasing a short position	242	11.3200 GBP
0.4p ordinary	CFD	reducing a long position	38,094	11.2700 GBP
0.4p ordinary	CFD	reducing a long position	15,106	11.2700 GBP
0.4p ordinary	CFD	reducing a long position	13,000	11.2700 GBP
0.4p ordinary	CFD	reducing a long position	997	11.2700 GBP
0.4p ordinary	CFD	reducing a long position	47	11.2702 GBP
0.4p ordinary	CFD	reducing a long position	411	11.2705 GBP
0.4p ordinary	CFD	reducing a long position	7,008	11.2717 GBP
0.4p ordinary	CFD	reducing a long position	4,969	11.2717 GBP
0.4p ordinary	CFD	reducing a long position	6,391	11.2950 GBP
0.4p ordinary	CFD	reducing a long position	9,152	11.2975 GBP
0.4p ordinary	CFD	reducing a long position	1,513	11.3095 GBP
0.4p ordinary	CFD	reducing a long position	1,119	11.3185 GBP
0.4p ordinary	CFD	reducing a long position	1,386	11.3206 GBP
0.4p ordinary	CFD	reducing a long position	274	11.3296 GBP
0.4p ordinary	CFD	reducing a long position	4,230	11.3441 GBP
0.4p ordinary	CFD	reducing a long position	117	11.3500 GBP
0.4p ordinary	CFD	reducing a long position	1	11.3550 GBP
0.4p ordinary	CFD	reducing a long position	892	11.3751 GBP
0.4p ordinary	CFD	reducing a long position	429	11.3900 GBP
0.4p ordinary	CFD	reducing a long position	977	11.3944 GBP
0.4p ordinary	CFD	reducing a short position	37	11.2692 GBP
0.4p ordinary	CFD	reducing a short position	1,260	11.2700 GBP
0.4p ordinary	CFD	reducing a short position	147	11.2700 GBP
0.4p ordinary	CFD	reducing a short position	300	11.2966 GBP
0.4p ordinary	CFD	reducing a short position	512	11.2999 GBP
0.4p ordinary	CFD	reducing a short position	242	11.3050 GBP
0.4p ordinary	CFD	reducing a short position	546	11.3081 GBP
0.4p ordinary	CFD	reducing a short position	7,229	11.3142 GBP
0.4p ordinary	CFD	reducing a short position	411	11.3480 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 July 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END