Form 8.5 (EPT/RI)-Replacement of Hargreaves

Morgan Stanley & Co. Int'l plc

06 August 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Hargreaves Lansdown plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Hargreaves Lansdown plc
(d) Date dealing undertaken:	02 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	SALES	1,125,609	11.0004 GBP	10.7850 GBP
0.4p ordinary	PURCHASES	1,081,722	11.0014 GBP	10.7850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	increasing a long position	42,757	10.7949 GBP
0.4p ordinary	CFD	increasing a long position	4,500	10.8345 GBP
0.4p ordinary	CFD	increasing a long position	6	10.8393 GBP
0.4p ordinary	CFD	increasing a long position	2,984	10.8569 GBP
0.4p ordinary	CFD	increasing a long position	43	10.9200 GBP
0.4p ordinary	CFD	increasing a long position	11,700	10.9241 GBP
0.4p ordinary	CFD	increasing a long position	5,184	10.9259 GBP
0.4p ordinary	CFD	increasing a long position	1,806	10.9277 GBP
0.4p ordinary	CFD	increasing a long position	46,220	10.9284 GBP
0.4p ordinary	CFD	increasing a long position	198,061	10.9421 GBP
0.4p ordinary	CFD	increasing a long position	16,669	10.9952 GBP
0.4p ordinary	CFD	increasing a long position	10,137	10.9994 GBP
0.4p ordinary	CFD	increasing a long position	12	11.0000 GBP
0.4p ordinary	CFD	increasing a long position	1,454	11.0000 GBP
0.4p ordinary	CFD	increasing a long position	22,945	11.0000 GBP
0.4p ordinary	CFD	increasing a long position	365	11.0000 GBP
0.4p ordinary	CFD	increasing a short position	3,921	10.8516 GBP
0.4p ordinary	CFD	increasing a short position	39,144	10.8623 GBP
0.4p ordinary	CFD	increasing a short position	7,056	10.8920 GBP
0.4p ordinary	CFD	increasing a short position	9,299	10.8987 GBP
0.4p ordinary	CFD	increasing a short position	3,882	10.9055 GBP
0.4p ordinary	CFD	increasing a short position	156	10.9179 GBP
0.4p ordinary	CFD	increasing a short position	6,663	10.9347 GBP
0.4p ordinary	CFD	increasing a short position	3,572	10.9434 GBP
0.4p ordinary	CFD	increasing a short position	33,888	10.9434 GBP
0.4p ordinary	CFD	increasing a short position	3,964	10.9663 GBP
0.4p ordinary	CFD	increasing a short position	16,813	10.9782 GBP
0.4p ordinary	CFD	increasing a short position	7,873	10.9935 GBP
0.4p ordinary	CFD	increasing a short position	54,729	10.9977 GBP
0.4p ordinary	CFD	increasing a short position	2	11.0000 GBP
0.4p ordinary	CFD	increasing a short position	1,026	11.0000 GBP
0.4p ordinary	CFD	increasing a short position	133	11.0000 GBP
0.4p ordinary	CFD	increasing a short position	375	11.0000 GBP
0.4p ordinary	CFD	reducing a long position	100,000	10.8289 GBP
0.4p ordinary	CFD	reducing a long position	65,702	10.8623 GBP
0.4p ordinary	CFD	reducing a long position	3,266	10.8898 GBP
0.4p ordinary	CFD	reducing a long position	680	10.9164 GBP
0.4p ordinary	CFD	reducing a long position	1,806	10.9247 GBP
0.4p ordinary	CFD	reducing a long position	231	10.9295 GBP
0.4p ordinary	CFD	reducing a long position	43	10.9782 GBP
0.4p ordinary	CFD	reducing a long position	2,652	10.9801 GBP
0.4p ordinary	CFD	reducing a long position	14,674	10.9853 GBP
0.4p ordinary	CFD	reducing a long position	8,482	10.9925 GBP
0.4p ordinary	CFD	reducing a long position	3,475	11.0014 GBP
0.4p ordinary	CFD	reducing a short position	56,142	10.7949 GBP
0.4p ordinary	CFD	reducing a short position	3,921	10.8459 GBP
0.4p ordinary	CFD	reducing a short position	7,056	10.8932 GBP
0.4p ordinary	CFD	reducing a short position	3,856	10.9013 GBP
0.4p ordinary	CFD	reducing a short position	1,938	10.9220 GBP
0.4p ordinary	CFD	reducing a short position	9,298	10.9671 GBP
0.4p ordinary	CFD	reducing a short position	7,142	10.9953 GBP
0.4p ordinary	CFD	reducing a short position	4,315	10.9957 GBP
0.4p ordinary	CFD	reducing a short position	20,695	11.0000 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	06 August 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END