Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Barclays PLC

19 August 2024

 

FORM 8.5 (EPT/NON-RI)- Amendment to section 3b
Replaces form released on 11:35 19/08/2024
RNS Number :  9564A
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			16 Aug 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,598,571	0.55%	827,851	0.17%
(2) Cash-settled derivatives:				719,983	0.15%	2,469,048	0.52%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,318,554	0.70%	3,296,899	0.70%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	1180395	11.0500  GBP	10.9912  GBP
0.4p ordinary	Sale	208718	11.0439  GBP	10.9925  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Increasing Short	268	11.0049  GBP
0.4p ordinary	CFD	Increasing Short	86	11.0010  GBP
0.4p ordinary	CFD	Increasing Short	7,718	11.0193  GBP
0.4p ordinary	SWAP	Decreasing Short	159	10.9950  GBP
0.4p ordinary	SWAP	Decreasing Short	44,040	10.9950  GBP
0.4p ordinary	SWAP	Decreasing Short	7,590	11.0342  GBP
0.4p ordinary	SWAP	Increasing Short	13,838	11.0075  GBP
0.4p ordinary	SWAP	Decreasing Short	131	11.0065  GBP
0.4p ordinary	SWAP	Increasing Short	57,547	10.9966  GBP
0.4p ordinary	SWAP	Increasing Short	440,327	11.0076  GBP
0.4p ordinary	SWAP	Increasing Short	425	10.9966  GBP
0.4p ordinary	SWAP	Increasing Short	3,235	11.0076  GBP
0.4p ordinary	SWAP	Increasing Short	469	11.0000  GBP
0.4p ordinary	SWAP	Decreasing Short	5	10.9900  GBP
0.4p ordinary	SWAP	Decreasing Short	25,292	10.9950  GBP
0.4p ordinary	SWAP	Decreasing Short	19,071	10.9965  GBP
0.4p ordinary	SWAP	Increasing Short	95,212	10.9958  GBP
0.4p ordinary	SWAP	Increasing Short	56,597	10.9961  GBP
0.4p ordinary	SWAP	Increasing Short	88,055	10.9992  GBP
0.4p ordinary	SWAP	Increasing Short	48,515	11.0048  GBP
0.4p ordinary	SWAP	Increasing Short	271	11.0150  GBP
0.4p ordinary	SWAP	Increasing Long	6,639	11.0018  GBP
0.4p ordinary	SWAP	Decreasing Long	29,722	11.0129  GBP
0.4p ordinary	SWAP	Decreasing Long	5,902	11.0295  GBP
0.4p ordinary	SWAP	Decreasing Long	11,525	11.0296  GBP
0.4p ordinary	SWAP	Decreasing Long	5,170	11.0389  GBP
0.4p ordinary	SWAP	Decreasing Short	90	10.9950  GBP
0.4p ordinary	SWAP	Decreasing Short	574	11.0076  GBP
0.4p ordinary	SWAP	Increasing Long	6,928	10.9993  GBP
0.4p ordinary	SWAP	Decreasing Long	44,212	10.9950  GBP
0.4p ordinary	SWAP	Decreasing Long	133,415	11.0053  GBP
0.4p ordinary	SWAP	Decreasing Long	28,715	11.0070  GBP
0.4p ordinary	SWAP	Decreasing Long	11,053	10.9900  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Aug 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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