TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
||||
1. Identity of the issuer or the underlying issuer |
Coalfield Resources plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
X |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the |
Goodweather Holdings Limited |
||||
4. Full name of shareholder(s) |
HSDL Nominees Limited; and Rulegale Nominees Limited
|
||||
5. Date of the transaction and date on |
12th September 2013 |
||||
6. Date on which issuer notified: |
18th September 2013 |
||||
7. Threshold(s) that is/are crossed or |
32% |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
Ordinary Shares of 50p |
174,468,940 |
174,468,940 |
196,468,940 |
196,468,940 |
|
32.822% |
|
|||||||||
ISIN GB0006834344 |
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
174,468,940 |
32.822% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease |
|
|
12. Date on which proxy holder will cease to hold |
|
|
|
||
|
The threshold is crossed as a result of the rump placing completed by the issuer on12th September 2013.
The disclosure is based on the number of Total Voting Rights in issue being 598,596,320 as announced by the issuer on 13 September 2013.
|
|
14. Contact name: |
Chris Eves |
|
15. Contact telephone number: |
01624 827503 |
|
Note: Annex should only be submitted to the FCA not the issuer |
|
Annex: Notification of major interests in share |
|
|
|
A: Identity of the persons or legal entity subject to the notification obligation |
|
Full name (including legal form of legal entities)
|
Goodweather Holdings Limited
|
Contact address (registered office for legal entities)
|
Billown Mansion Ballasalla Malew Isle of Man IM9 3DL |
Phone number & email
|
01624 827503 |
Other useful information (at least legal representative for legal persons)
|
Tony Foster Travers Smith LLP 10 Snow Hill London EC1A 2AL |
|
|
B: Identity of the notifier, if applicable |
|
Full name
|
Chris Eves |
Contact address
|
Billown Mansion Ballasalla Malew Isle of Man IM9 3DL |
Phone number & email
|
01624 827503 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Director |
|
|
C: Additional information |
|
|
|
For notes on how to complete form TR-1 please see the FCA website. |