HAYDALE GRAPHENE INDUSTRIES PLC
(the "Company")
PDMR Dealings
The Company announces that it has received the following notification of dealings in Haydale shares from Ray Gibbs, Haydale's CEO. As stated in the Company's announcement dated 23 September 2016, Mr Gibbs subscribed for 6,000 new ordinary shares at £1.60 per share pursuant to the Subscription. Due to an administrative error by Mr Gibbs' personal broker they mistakenly applied for Mr Gibbs to take up his entitlement in the Open Offer which was running concurrently with a Placing and Subscription. As a result Mr Gibbs acquired 4,710 new ordinary shares at £1.60 per share under the Open Offer ("Open Offer Shares"). In order to correct the position, these Open Offer Shares were sold on 17 October at a price of £2.004 per ordinary share enabling Mr Gibbs to take up his subscription shares as originally announced. Following the sale of the Open Offer Shares, Mr Gibbs shareholding remains as stated in the Fundraise Announcement, being 482,000 ordinary shares.
The notifications set out below are provided in accordance with the requirements of the EU Market Abuse Regulation.
Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014 |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a. |
Name |
Raymond Gibbs |
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2 |
Reason for notification |
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a. |
Position/Status |
Director and CEO of Haydale Graphene Industries PLC |
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b. |
Initial notification/ Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a. |
Name |
Haydale Graphene Industries PLC |
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b. |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a. |
Description of the financial instrument, type of instrument |
Ordinary Shares of 2p each
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b. |
Nature of the transaction |
Participation in Open Offer |
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c. |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£1.6 |
4,710 |
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d. |
Aggregated information- Aggregated Volume - Price |
Volume: 4,710 Price: £7,536 |
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e. |
Date of the transaction |
2016-10-12 |
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f. |
Place of the transaction |
London Stock Exchange |
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Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014 |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
a. |
Name |
Raymond Gibbs |
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2 |
Reason for notification |
|
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a. |
Position/Status |
Director and CEO of Haydale Graphene Industries PLC |
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b. |
Initial notification/ Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a. |
Name |
Haydale Graphene Industries PLC |
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b. |
LEI |
N/A |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a. |
Description of the financial instrument, type of instrument |
Ordinary Shares of 2p each
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b. |
Nature of the transaction |
Sale of shares acquired through participation in Open Offer |
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c. |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£2.004 |
4,710 |
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d. |
Aggregated information- Aggregated Volume - Price |
Volume: 4,710 Price: £2.004 |
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e. |
Date of the transaction |
2016-10-17 |
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f. |
Place of the transaction |
London Stock Exchange |
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