Holding(s) in Company

RNS Number : 9947Q

Henderson Diversified Income Ltd

22 April 2009

 



TR-1 (i) NOTIFICATION OF MAJOR INTERESTS IN SHARES 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):

Henderson Diversified Income Ltd

2. Reason for the notification	State Yes/No
An acquisition or disposal of voting rights	Yes
An acquisition or disposal of financial instruments which may result in the  acquisition of shares already issued to which voting rights are attached	No
An event changing the breakdown of voting rights	No
Other (please specify):	No

3. Full name of person(s) subject to the notification obligation (iii):	Cazenove Capital Management Limited
4. Full name of shareholder(s) (if different from 3.) (iv):	N/A
5. Date of the transaction (and date on which the threshold is crossed  or reached if different) (v):	31/03/09
6. Date on which issuer notified:	22/04/09
7. Threshold(s) that is/are crossed or reached:	17%
8. Notified details:	N/A

A: Voting rights attached to shares

Class/type of shares   if possible using the ISIN CODE	Situation  previous to the  Triggering  transaction (vi)		Resulting situation  after the triggering  transaction (vii)
Ordinary Shares JE00B1Y1NS49	Number  of  Shares	Number  of  Voting  Rights  (viii)	Number  of  shares	Number of voting  rights (ix)		% of voting  rights
			Direct	Direct (x)	Indirect (xi)	Direct	Indirect
	14,233,746	14,233,746	13,795,416	13,795,416	0	16.49%	0

B: Financial Instruments

Resulting situation after the triggering transaction (xii)

Type of  financial  instrument	Expiration  date (xiii)	Exercise/  Conversion  Period/ Date (xiv)	Number of voting  rights that may be  acquired if the  instrument is  exercised/ converted	% of voting  rights
N/A	N/A	N/A	N/A	N/A

Total (A+B)
Number of voting rights	% of voting rights
13,795,416	16.49%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):

N/A

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease  to hold:

N/A

12. Date on which proxy holder will cease to hold  voting rights:

N/A

13. Additional information:

N/A

14. Contact name:

N/A

15. Contact telephone number:

N/A

Annex Notification Of Major Interests In Shares (xvi)

A: Identity of the person or legal entity subject to the  notification obligation

Full name (including legal form for  legal entities)

Cazenove Capital Management Limited

Contact address (registered office for  legal entities)

12 Moorgate, London, EC2R 6DA

Phone number

0207 155 5607

Other useful information (at least legal  representative for legal persons)

Marta Foster

B: Identity of the notifier, if applicable (xvii)

Full name

N/A

Contact address

N/A

Phone number

N/A

Other useful information (e.g. functional relationship  with the person or legal entity subject to the notification  obligation)

N/A

C: Additional information

Notes

i.     This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority.

ii.     Either the full name of the legal entity or another method for identifying the issuer or underlying issuer, provided it is reliable and accurate. 

iii.     This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments entitled to acquire shares already issued to which voting rights are attached, as appropriate. 

In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned: 

-    in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

-    in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and person lodging the collateral under these conditions;

-    in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that person is entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights when the life interest is created;

-    in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking; 

-    in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

-    in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights;

-    in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion.

iv.     Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the shareholder or holder of financial instruments who is the counterparty to the natural person or legal entity referred to in DTR5.2. 

v.     The date of the transaction should normally be, in the case of an on exchange transaction, the date on which the matching of orders occurs; in the case of an off exchange transaction, date of the entering into an agreement.  

The date on which threshold is crossed should normally be the date on which the acquisition, disposal or possibility to exercise voting rights takes effect (see DTR 5.1.1R (3)). For passive crossings, the date when the corporate event took effect. 

These dates will usually be the same unless the transaction is subject to a condition beyond the control of the parties. 

vi.     Please refer to the situation disclosed in the previous notification, In case the situation previous to the triggering transaction was below 3%, please state 'below 3%'. 

vii.     If the holding has fallen below the minimum threshold , the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is less than 3%.

For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into, introducing changes to or terminating an agreement. 

viii.     Direct and indirect 

ix     In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holdings', please split the voting rights number and percentage into the direct and indirect columns-if there is no combined holdings, please leave the relevant box blank.

x     Voting rights attached to shares in respect of which the notifying party is a direct shareholder (DTR 5.1)

xi.     Voting rights held by the notifying party as an indirect shareholder (DTR 5.2.1)

xii     If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%. 

xiii     date of maturity / expiration of the finical instrument i.e. the date when the right to acquire shares ends.

xiv     If the financial instrument has such a period-please specify the period- for example once every three months starting from the [date]

xv.    The notification should include the name(s) of the controlled undertakings through which the voting rights are held. The notification should also include the amount of voting rights and the percentage held by each controlled undertaking, insofar as individually the controlled undertaking holds 3% or more, and insofar as the notification by the parent undertaking is intended to cover the notification obligations of the controlled undertaking.

xvi.    This annex is only to be filed with the competent authority.

xvii.    Whenever another person makes the notification on behalf of the sharehol

 

END

 

 

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