Holding(s) in Company

RNS Number : 6812X

Henderson Diversified Income Ltd

21 November 2014

 



21 November 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii			Henderson Diversified Income Ltd
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights				X
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Brewin Dolphin Limited
4. Full name of shareholder(s)  (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v		19th November 2014
6. Date on which issuer notified:		20th November 2014
7. Threshold(s) that is/are crossed or reached: vi, vii		23%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

ORD NPV

32,871,122

32,871,122

N/A

N/A

32,835,647

N/A

22.9890%

JE00B1Y1NS49

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

32,835,647

22.9890%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Indirect - Brewin Nominees (Channel Islands) Limited - 234,975 0.1645 % Indirect - Brewin Nominees Limited - Individual Designations 335,657 0.2350 % Indirect - Brewin Nominees Limited  A/c NOM 10,811,305 7.5693 % Indirect - Brewin Nominees Limited A/c ISA 12,814,050 8.9714 % Indirect - Brewin Nominees Limited  A/c GROSS 6,513,845 4.5605 % Indirect - Brewin Nominees Limited A/c CHARITY 1,703,815 1.1929 % Indirect - Brewin Nominees Limited A/c OFFBOND 22,000 0.0154 % Indirect - Four Yards Nominees Limited - 400,000 0.2800 % GRAND TOTAL 32,835,647 22.9890 %
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Figures based on shares in issue of 142,831,726 The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.
14. Contact name:	Graham Brabbs
15. Contact telephone number:	0191 230 7190

 

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