Notification of Major Holdings

RNS Number : 0414A

Henderson Diversified Income TstPLC

20 September 2022

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			HENDERSON DIVERSIFIED INCOME TRUST PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights						X
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)			VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.) v
Name			DISCRETIONARY CLIENTS
City and country of registered office (if applicable)			VANCOUVER, CANADA
5. Date on which the threshold was crossed or reached vi :			16 SEPTEMBER 2022
6. Date on which issuer notified (DD/MM/YYYY):			20 SEPTEMBER 2022
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	5.0094			5.0094	9,193,140
Position of previous notification (if applicable)	4.9819			4.9819

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct (DTR5.1)

Indirect  (DTR5.2.1)

Direct (DTR5.1)

Indirect (DTR5.2.1)

GB00BF03YC36

9,193,140

5.0094

SUBTOTAL 8. A

9,193,140

5.0094

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.

5.0094

5.0094

Canaccord Genuity Wealth Group Holdings Limited

5.0094

5.0094

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

5.0094

5.0094

Canaccord Genuity Wealth Group Limited

5.0094

5.0094

Canaccord Genuity Wealth Limited

5.0094

5.0094

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

The change in the percentage of shares held is partly due to the buyback of 3,415 shares into treasury by Henderson Diversified Income Trust plc on 16/09/2022.

Place of completion	BLACKPOOL, ENGLAND
Date of completion	20 SEPTEMBER 2022

 

END

 

 

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