Henderson Smaller Cos Inv Tst PLC
20 April 2007
TR-1: Notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing Henderson Smaller Cos Inv Tst
shares to which voting rights are attached:
2. Reason for the notification (please tick the appropriate box or boxes)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify): CHANGE OF SHARES IN ISSUE 18.04.07 x
3. Full name of person(s) subject to the notification Newton Investment Management Limited
obligation:
4. Full name of shareholder(s) (if different from 3.): Newton Investment Management Limited
5. Date of the transaction (and date on which the threshold is 18/04/07
crossed or reached if different):
6. Date on which issuer notified: 20/04/07
7. Threshold(s) that is/are crossed or reached: Increased from 8.99% to 9.05%
8. Notified details: ISIN GB0009065060
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares the Triggering
transaction
if possible Number of Number of Number of Number of voting rights % of voting rights
using the ISIN Shares Voting shares
CODE Rights Direct Direct Indirect Direct Indirect
Ordinary 7,932,147 8.99% N/A N/A 7,932,147 N/A 9.05%
Shares
GB0009065060
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration date Exercise/ Conversion Number of voting rights % of voting
instrument Period/ Date that may be acquired if rights
the instrument is
exercised/ converted.
Total (A+B)
Number of voting rights % of voting rights
7,932,147 9.05%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Newton Investment Management Limited hold these shares as a discretionary
Investment Manager.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information:
14. Contact name: Clare Cox / Barry Smalls
15. Contact telephone number: +44 (0)207 163 2331 / 2251
Annex Notification Of Major Interests In Shares
A: Identity of the person or legal entity subject to the notification obligation
Full name (including legal form for legal entities) Newton Investment Management Ltd
Contact address (registered office for legal entities) Mellon Financial Centre
160 Queen Victoria Street
London EC4V 4LA
Phone number +44 (0)207 163 9000
Other useful information (at least legal representative Rachel Wheeler
for legal persons)
B: Identity of the notifier, if applicable
Full name Newton Investment Management Ltd
Contact address Mellon Financial Centre
160 Queen Victoria Street
London EC4V 4LA
Phone number +44 (0)207 163 9000
Other useful information (e.g. functional relationship Discretionary Investment Manager
with the person or legal entity subject to the
notification obligation)
C: Additional information
Notes
This information is provided by RNS
The company news service from the London Stock Exchange
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
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Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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