Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 3 October 2016
Name of applicant: |
Hikma Pharmaceuticals PLC |
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Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
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Period of return |
From: |
1 April 2016 |
To: |
30 September 2016 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 805,200 ordinary shares of 10 pence LTIP: 644,000 ordinary shares of 10 pence MIP: 302,114 ordinary shares of 10 pence |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 12,500 ordinary shares of 10 pence LTIP: 338,969 ordinary shares of 10 pence MIP: 191,107 ordinary shares of 10 pence |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 792,700 ordinary shares of 10 pence LTIP: 305,031 ordinary shares of 10 pence MIP: 111,007 ordinary shares of 10 pence |
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Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2016 |
- |
- |
805,200 |
Blocklisting return on 01/04/16 |
23/06/2016 |
0 |
12,500 |
792,700 |
Blocklisting return on 01/10/16 |
Long Term Incentive Plan ("LTIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2016 |
- |
- |
644,000 |
Blocklisting return on 01/04/16 |
19/05/2016 |
0 |
333,369 |
310,631 |
|
10/06/2016 |
0 |
5,600 |
305,031 |
Blocklisting return on 01/10/16 |
Management Incentive Plan ("MIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2016 |
- |
- |
302,114 |
Blocklisting return on 01/04/16 |
14/06/2016 |
0 |
186,880 |
115,234 |
|
12/08/2016 |
0 |
407 |
114,827 |
|
12/08/2016 |
0 |
435 |
114,392 |
|
12/08/2016 |
0 |
2,145 |
112,247 |
|
26/08/2016 |
0 |
1,240 |
111,007 |
Blocklisting return on 01/10/16 |