TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
||||
1. Identity of the issuer or the underlying issuer |
Hornby Plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
X |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the |
Phoenix Asset Management Partners Limited |
||||
4. Full name of shareholder(s) |
|
||||
5. Date of the transaction and date on |
8 July 2016 |
||||
6. Date on which issuer notified: |
11 July 2016 |
||||
7. Threshold(s) that is/are crossed or |
34% |
||||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
GB00B01CZ652
|
16,257,323 |
16,257,323 |
29,022,877 |
29,022,877 |
|
34.31% |
|
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
Nominal |
Delta |
||||||||||
N/A |
N/A |
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
29,022,877 |
34.31% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
Phoenix Asset Management Partners Limited serves as investment manager and/or investment adviser to various sub-accounts. The voting rights/shares in the issuer are held across seven sub-accounts: The Phoenix UK Fund (10,519,318) and six segregated accounts (CN3Q (4,692,370) ,BGU02 (2,530,206), 74205 (3,212,497), ACE (680,057), INYK (3,388,429) and ARR (4000,000). |
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
N/A |
|
11. Number of voting rights proxy holder will cease to hold: |
N/A |
|
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
|
|
||
|
PAMP participated in the private placement of Hornby shares and hence our holding has increased from 29.6% to 34.31%. |
|
14. Contact name: |
Carl Lunderstedt, Phoenix Asset Management Partners Limited |
|
15. Contact telephone number: |
0208 600 0100 |
|