Standard form for notification of major holdings

Hotel Chocolat Group PLC

02 October 2023

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tached ii:	Hotel Chocolat / GB00BYZC3B04
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights		X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name	Jubema Fund
City and country of registered office (if applicable)	89 Nexus Way Camana Bay Grand Cayman KY1-9009 Cayman Islands
4. Full name of shareholder(s)(if different from 3.) v
Name

City and country of registered office (if applicable)			São Paulo, Brazil
5. Date on which the threshold was crossed or reached vi:			14/09/2023
6. Date on which issuer notified (DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
	% of voting rights at- tached to shares (to- tal of 8. A)	% of voting rights through financial instru- ments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	3,04%	0		3,04%	4,170,000
Position of previous notification (if applicable)	Below 3%	Below 3%		Below 3%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights ix				% of voting rights
	Direct (DTR5.1)		Indirect (DTR5.2.1)		Direct (DTR5.1)	Indirect (DTR5.2.1)
GB00BYZC3B04	4,170,000		0		3,04%	0%
SUBTOTAL 8. A	4,170,000				3.04%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial in- strument	Expiration date x	Exercise/ Conversion Period xi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights

		SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument	Expiration date x	Exercise/ Conversion Pe- riod xi	Physical or cash Settlement xii		Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Jubema Fund	3,04%	0	3,04%
Alexandre Tadeu da Costa	3,04%	0	3,04%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Place of completion	Cayman Islands
Date of completion	18/09/2023

 

END