BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
Date: 31 January 2014
Name of applicant: |
HSBC Holdings plc |
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Name of scheme: |
1. Employee Share Option Scheme 2. Executive Share Option Scheme 3. Employee SAYE Plan 4. Ongoing obligations to issue shares in connection with the acquisition of HSBC Finance Corporation (formerly Household International Inc.) 5. HSBC Holdings Group Share Option Plan 6. HSBC Share Plan 7. HSBC Share Plan 2011 8. HSBC International Employee Share Purchase Plan |
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Period of return: |
From: |
01.07.2013 |
To: |
31.12.2013 |
Balance of unallotted securities under scheme(s) from previous return: |
1. 122,418 ordinary shares of US$0.50 each 2. 1,468,459 ordinary shares of US$0.50 each 3. 9,716,196 ordinary shares of US$0.50 each 4. 68,325,450 ordinary shares of US$0.50 each 5. 20,038,292 ordinary shares of US$0.50 each 6. 20,474,104 ordinary shares of US$0.50 each 7. 128,965,801 ordinary shares of US$0.50 each 8. 0
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
1. 0 2. 0 3. 70,000,000 4. 0 5. 0 6. 500,000 7. 0 8. 500,000
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
1. 0 2. 0 3. 14,709,033 4. 0 5. 578,288 6. 698,576 7. 1,993,330 8. 0
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
1. 122,418 2. 1,468,459 3. 65,007,163 4. 68,325,450 5. 19,460,004 6. 20,275,528 7. 126,972,471 8. 500,000 |
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Name of contact: |
Ben J S Mathews, Group Company Secretary |
Telephone number of contact: |
020 7991 2890 |