Director/PDMR Shareholding

RNS Number : 3858R

HSBC Holdings PLC

08 December 2016

 

HSBC HOLDINGS PLC

8 December 2016

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 6 December 2016:

Directors

Name	Price per Share / ADS1	Shares acquired
Kathleen Casey	US$38.11351	23 American Depositary Shares1 (representing 115 ordinary shares of US$0.50 each)
Henri de Castries	US$7.6227	209
Douglas Flint	£6.4443	64
Stuart Gulliver	US$7.6227	41,853
Sam Laidlaw	US$7.6227	511
Iain Mackay	US$7.6227	19,334
Heidi Miller	US$38.11351	10 American Depositary Shares1 (representing 50 ordinary shares of US$0.50 each)
Marc Moses	US$7.6227	23,336
Jackson Tai	US$38.11351	16 American Depositary Shares1 (representing 80 ordinary shares of US$0.50 each)

Other PDMRs

Name	Price per Share	Shares acquired
Samir Assaf	US$7.6227	26,391
Peter Boyles	US$7.6227 £6.4443	6,684 2,244
Patrick Burke	US$7.6227 £6.4443	6,179 1,593
John Flint	US$7.6227	8,296
Andy Maguire	US$7.6227	2,984
Paulo Maia2	US$7.6227 £6.4443 £6.4955	3,048 1,832 5
Noel Quinn	US$7.6227	4,628
Antonio Simoes	US$7.6227	4,860
Peter Wong	US$7.6227 £6.4443	17,037 9,549

Persons closely associated ("CAP") with the PDMR

Name	Price per Share	Shares acquired
Camay Wong (CAP of Peter Wong)	US$7.6227	298

¹American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

² Paulo Maia acquired one additional ordinary share at a price of £5.7793 on 28 September 2016 as a result of accrued residual dividend amounts.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Kathleen Casey

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $38.11 23 $876.61 Aggregated $38.114 23 $876.61

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Henri de Castries

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 209 $1,593.14 Aggregated $7.623 209 $1,593.14

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Douglas Flint

2 - Reason for the notification

Position/status Group Chairman Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £6.44 64 £412.44 Aggregated £6.444 64 £412.44

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Stuart Gulliver

2 - Reason for the notification

Position/status Group Chief Executive Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 41,853 $319,032.86 Aggregated $7.623 41,853 $319,032.86

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Sam Laidlaw

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 511 $3,895.20 Aggregated $7.623 511 $3,895.20

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Iain Mackay

2 - Reason for the notification

Position/status Group Finance Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 19,334 $147,377.28 Aggregated $7.623 19,334 $147,377.28

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Heidi Miller

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $38.11 10 $381.14 Aggregated $38.114 10 $381.14

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Marc Moses

2 - Reason for the notification

Position/status Group Chief Risk Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 23,336 $177,883.33 Aggregated $7.623 23,336 $177,883.33

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Jackson Tai

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $38.11 16 $609.82 Aggregated $38.114 16 $609.82

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Samir Assaf

2 - Reason for the notification

Position/status Chief Executive, Global Banking and Markets   Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 26,391 $201,170.68 Aggregated $7.623 26,391 $201,170.68

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Boyles

2 - Reason for the notification

Position/status Chief Executive of Global Private Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £6.44 2,244 £14,461.01 Aggregated £6.444 2,244 £14,461.01 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 6,684 $50,950.13 Aggregated $7.623 6,684 $50,950.13

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Patrick Burke

2 - Reason for the notification

Position/status President and Chief Executive of HSBC US Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £6.44 1,593 £10,265.77 Aggregated £6.444 1,593 £10,265.77 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 6,179 $47,100.66 Aggregated $7.623 6,179 $47,100.66

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person John Flint

2 - Reason for the notification

Position/status Chief Executive, Retail Banking and Wealth Management Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 8,296 $63,237.92 Aggregated $7.623 8,296 $63,237.92

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Andy Maguire

2 - Reason for the notification

Position/status Group Chief Operating Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 2,984 $22,746.14 Aggregated $7.623 2,984 $22,746.14

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Paulo Maia

2 - Reason for the notification

Position/status Chief Executive, Latin America Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £6.44 1,832 £11,805.96 £6.50 5 £32.48 Aggregated £6.444 1,837 £11,838.44 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 3,048 $23,233.99 Aggregated $7.623 3,048 $23,233.99

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Paulo Maia

2 - Reason for the notification

Position/status Chief Executive, Latin America Initial notification/amendment Amendment Reference 00004628 Paulo Maia acquired one additional ordinary share as a result of accrued residual dividend amounts

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-09-28 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £5.78 5 £28.90 Aggregated £5.779 5 £28.90

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Noel Quinn

2 - Reason for the notification

Position/status Chief Executive, Global Commercial Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 4,628 $35,277.86 Aggregated $7.623 4,628 $35,277.86

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Antonio Simoes

2 - Reason for the notification

Position/status Chief Executive, HSBC Bank plc  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 4,860 $37,046.32 Aggregated $7.623 4,860 $37,046.32

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Wong

2 - Reason for the notification

Position/status Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £6.44 9,549 £61,536.62 Aggregated £6.444 9,549 £61,536.62 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 17,037 $129,867.94 Aggregated $7.623 17,037 $129,867.94

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Camay Wong

2 - Reason for the notification

Position/status Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited      Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2016-12-06 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $7.62 298 $2,271.56 Aggregated $7.623 298 $2,271.56

For any queries related to this notification please contact:

Lauren Brown

Shareholder Services Team

020 7992 376

 

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