Director/PDMR Shareholding

RNS Number : 5124K

HSBC Holdings PLC

07 July 2017

 

HSBC HOLDINGS PLC

7 July 2017

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 5 July 2017:

Directors

Name	Price per Share / ADS1	Shares acquired
Kathleen Casey	US$43.25001	20 American Depositary Shares1 (representing 100 ordinary shares of US$0.50 each)
Henri de Castries	US$8.6500	191
Douglas Flint	£7.2917	59
Stuart Gulliver	US$8.6500	33,954
Irene Lee	US$8.6500	118
Iain Mackay	US$8.6500	18,985
Heidi Miller	US$43.25001	9 American Depositary Shares1 (representing 45 ordinary shares of US$0.50 each)
Marc Moses	US$8.6500	19,190

Other PDMRs

Name	Price per Share	Shares acquired
Samir Assaf	US$8.6500	18,711
Peter Boyles	US$8.6500 £7.2917	5,489 3,032
Patrick Burke	US$8.6500 £7.2917	5,212 2,158
John Flint	US$8.6500	6,931
Andy Maguire	US$8.6500	3,078
Paulo Maia	US$8.6500 £7.2917 £7.2563	2,894 2,207 4
Noel Quinn	US$8.6500	3,840
Antonio Simoes	US$8.6500	3,934
Peter Wong	US$8.6500 £7.2917	23,748 13,096

Persons closely associated ("CAP") with the PDMR

Name	Price per Share	Shares acquired
Camay Wong (CAP of Peter Wong)	US$8.6500	273

¹American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Kathleen Casey

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $43.25 20 $865.00 Aggregated $43.25 20 $865.00

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Henri de Castries

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 191 $1,652.15 Aggregated $8.65 191 $1,652.15

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Douglas Flint

2 - Reason for the notification

Position/status Group Chairman Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.29 59 £430.21 Aggregated £7.292 59 £430.21

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Stuart Gulliver

2 - Reason for the notification

Position/status Group Chief Executive Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 33,954 $293,702.10 Aggregated $8.65 33,954 $293,702.10

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Irene Lee

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 118 $1,020.70 Aggregated $8.65 118 $1,020.70

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Iain Mackay

2 - Reason for the notification

Position/status Group Finance Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 18,985 $164,220.25 Aggregated $8.65 18,985 $164,220.25

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Heidi Miller

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $43.25 9 $389.25 Aggregated $43.25 9 $389.25

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Marc Moses

2 - Reason for the notification

Position/status Group Chief Risk Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 19,190 $165,993.50 Aggregated $8.65 19,190 $165,993.50

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Samir Assaf

2 - Reason for the notification

Position/status Chief Executive, Global Banking and Markets   Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 18,711 $161,850.15 Aggregated $8.65 18,711 $161,850.15

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Boyles

2 - Reason for the notification

Position/status Chief Executive, Global Private Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.29 3,032 £22,108.43 Aggregated £7.292 3,032 £22,108.43 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 5,489 $47,479.85 Aggregated $8.65 5,489 $47,479.85

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Patrick Burke

2 - Reason for the notification

Position/status President and Chief Executive of HSBC US Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.29 2,158 £15,735.49 Aggregated £7.292 2,158 £15,735.49 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 5,212 $45,083.80 Aggregated $8.65 5,212 $45,083.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person John Flint

2 - Reason for the notification

Position/status Chief Executive, Retail Banking and Wealth Management Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 6,931 $59,953.15 Aggregated $8.65 6,931 $59,953.15

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Andy Maguire

2 - Reason for the notification

Position/status Group Chief Operating Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 3,078 $26,624.70 Aggregated $8.65 3,078 $26,624.70

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Paulo Maia

2 - Reason for the notification

Position/status Chief Executive, Latin America Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.29 2,207 £16,092.78 £7.26 4 £29.03 Aggregated £7.292 2,211 £16,121.81 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 2,894 $25,033.10 Aggregated $8.65 2,894 $25,033.10

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Noel Quinn

2 - Reason for the notification

Position/status Chief Executive, Global Commercial Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 3,840 $33,216.00 Aggregated $8.65 3,840 $33,216.00

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Antonio Simoes

2 - Reason for the notification

Position/status Chief Executive, HSBC Bank plc  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 3,934 $34,029.10 Aggregated $8.65 3,934 $34,029.10

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Peter Wong

2 - Reason for the notification

Position/status Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.29 13,096 £95,492.10 Aggregated £7.292 13,096 £95,492.10 Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 23,748 $205,420.20 Aggregated $8.65 23,748 $205,420.20

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person Camay Wong

2 - Reason for the notification

Position/status Person closely associated with Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited      Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-07-05 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $8.65 273 $2,361.45 Aggregated $8.65 273 $2,361.45

For any queries related to this notification please contact:

Loren Wulfsohn

Shareholder Services Team

020 7991 8918

 

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