Director/PDMR Shareholding

RNS Number : 5213X

HSBC Holdings PLC

24 November 2017

 

 

HSBC HOLDINGS PLC

24 November 2017

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 22 November 2017:

Directors

Name	Price per Share / ADS1	Shares acquired
Kathleen Casey	US$49.00001	18 American Depositary Shares1 (representing 90 ordinary shares of US$0.50 each)
Henri de Castries	US$9.8000	172
Stuart Gulliver	US$9.8000	30,623
Irene Lee	US$9.8000	106
Iain Mackay	US$9.8000	17,121
Heidi Miller	US$49.00001	8 American Depositary Shares1 (representing 40 ordinary shares of US$0.50 each)
Marc Moses	US$9.8000	17,308

Other PDMRs

Name	Price per Share	Shares acquired
Samir Assaf	US$9.8000	16,876
Peter Boyles	US$9.8000 £7.4037	4,033 2,963
Patrick Burke	US$9.8000 £7.4010	4,703 2,098
John Flint	US$9.8000	6,251
Andy Maguire	US$9.8000	2,776
Paulo Maia	US$9.8000 £7.4037 £7.4205	2,611 2,158 4
Noel Quinn	US$9.8000	3,463
Antonio Simoes	US$9.8000	3,548
Peter Wong	US$9.8000 £7.4037	10,744 8,467

Persons closely associated ("CAP") with the PDMR

Name	Price per Share	Shares acquired
Camay Wong (CAP of Peter Wong)	US$9.8000	246

¹American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Kathleen Casey

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $49.00 18 $882.00 Aggregated $49.00 18 $882.00

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Henri de Castries

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 172 $1,685.60 Aggregated $9.80 172 $1,685.60

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Stuart Gulliver

2 - Reason for the notification

Position/status Group Chief Executive Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 30,623 $300,105.40 Aggregated $9.80 30,623 $300,105.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Irene Lee

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 106 $1,038.80 Aggregated $9.80 106 $1,038.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Iain Mackay

2 - Reason for the notification

Position/status Group Finance Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 17,121 $167,785.80 Aggregated $9.80 17,121 $167,785.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Heidi Miller

2 - Reason for the notification

Position/status Non-executive Director Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. GB0005405286 Outside a trading venue USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $49.00 8 $392.00 Aggregated $49.00 8 $392.00

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Marc Moses

2 - Reason for the notification

Position/status Group Chief Risk Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 17,308 $169,618.40 Aggregated $9.80 17,308 $169,618.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Samir Assaf

2 - Reason for the notification

Position/status Chief Executive, Global Banking and Markets   Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 16,876 $165,384.80 Aggregated $9.80 16,876 $165,384.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Peter Boyles

2 - Reason for the notification

Position/status Chief Executive, Global Private Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.40 2,963 £21,937.16 Aggregated £7.404 2,963 £21,937.16                   Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 4,033 $39,523.40 Aggregated $9.80 4,033 $39,523.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person             Patrick Burke

2 - Reason for the notification

Position/status President and Chief Executive of HSBC US Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.40 2,098 £15,527.30 Aggregated £7.401 2,098 £15,527.30                   Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 4,703 $46,089.40 Aggregated $9.80 4,703 $46,089.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              John Flint

2 - Reason for the notification

Position/status Chief Executive, Retail Banking and Wealth Management Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 6,251 $61,259.80 Aggregated $9.80 6,251 $61,259.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Andy Maguire

2 - Reason for the notification

Position/status Group Chief Operating Officer Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 2,776 $27,204.80 Aggregated $9.80 2,776 $27,204.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Paulo Maia

2 - Reason for the notification

Position/status Chief Executive, Latin America Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.40 2,158 £15,977.18 £7.42 4 £29.68 Aggregated £7.404 2,162 £16,006.87                   Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 2,611 $25,587.80 Aggregated $9.80 2,611 $25,587.80

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Noel Quinn

2 - Reason for the notification

Position/status Chief Executive, Global Commercial Banking Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 3,463 $33,937.40 Aggregated $9.80 3,463 $33,937.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Antonio Simoes

2 - Reason for the notification

Position/status Chief Executive, HSBC Bank plc  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 3,548 $34,770.40 Aggregated $9.80 3,548 $34,770.40

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Peter Wong

2 - Reason for the notification

Position/status Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited  Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) GBP - British Pound Nature of Transaction: Acquisition Price Volume Total £7.40 8,467 £62,687.13 Aggregated £7.404 8,467 £62,687.13                   Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD - United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 10,744 $105,291.20 Aggregated $9.80 10,744 $105,291.20

1 - Details of the person discharging managerial responsibilities / person closely associated

Name of natural person              Camay Wong

2 - Reason for the notification

Position/status Person closely associated with Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited      Initial notification/amendment Initial Notification

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Transaction(s) summary table Date of Transaction Financial Instrument Identification Code Place of Transaction Currency 2017-11-22 Ordinary shares of US$0.50 each GB0005405286 London Stock Exchange, Main Market (XLON) USD -United States Dollar Nature of Transaction: Acquisition Price Volume Total $9.80 246 $2,410.80 Aggregated $9.80 246 $2,410.80

For any queries related to this notification, please contact:

JJ Williams

Shareholder Services

020 3268 3568

 

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