HSBC HOLDINGS PLC
13 August 2019
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and a Closely Associated Person ("CAP")
The following transactions took place on 09 August 2019:
1. Andy Maguire transferred 17,000 HSBC Holdings plc ordinary shares of US$0.50 to his spouse and CAP, Joanne Dawson, for nil consideration.
2. Ian Stuart acquired 225,000 units of HSBC Bank plc autocallable notes linked to underlying indices at a price of £1 per unit.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Andy Maguire |
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2 - Reason for the notification |
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Position/status |
Group Chief Operating Officer |
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Initial notification/amendment
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Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2019-08-09 |
Ordinary shares of US$0.50 each |
GB0005405286 |
Outside a trading venue |
GBP - British Pound |
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Nature of Transaction:
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Price
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Volume |
Total
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Transfer of Ordinary shares to spouse/CAP |
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£0 |
17,000 |
£0 |
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Aggregated |
£0 |
17,000 |
£0
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Joanne Dawson |
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2 - Reason for the notification |
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Position/status |
Closely associated person of Andy Maguire, Group Chief Operating Officer, HSBC Holdings plc |
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Initial notification/amendment
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Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2019-08-09 |
Ordinary shares of US$0.50 each |
GB0005405286 |
Outside a trading venue |
GBP - British Pound |
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Nature of Transaction:
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Price
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Volume |
Total
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Transfer of Ordinary shares from spouse/PDMR |
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£0 |
17,000 |
£0 |
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Aggregated |
£0 |
17,000 |
£0
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Ian Stuart |
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2 - Reason for the notification |
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Position/status |
Chief Executive, HSBC UK Bank plc |
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Initial notification/amendment
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Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Bank plc |
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Legal Entity Identifier code |
MP6I5ZYZBEU3UXPYFY54 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2019-08-09 |
EIS 853 GBP 5Y Decreasing Phoenix SPX UKX SX5E 95% to 75% 65% 8.30% |
XS2041116695 |
Xtrakter (XCOR) |
GBP - British Pound |
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Nature of Transaction:
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Price
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Volume |
Total
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Acquisition |
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£1 |
225,000 |
£225,000 |
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Aggregated |
£1 |
225,000 |
£225,000
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For any queries related to this notification, please contact:
Larissa Wilson
Shareholder Services
020 7991 0595