HSBC HOLDINGS PLC
26 November 2019
Notification of Transactions by Persons Discharging Managerial Responsibilities
The following transactions took place on 22 and 25 November 2019 respectively:
1. Michael Roberts acquired 30 American Depositary Shares ("ADS")1, at US$37.2600 per ADS, representing 150 US$0.50 ordinary shares in HSBC Holdings plc.
2. Laura Cha acquired 6,000 US$0.50 ordinary shares in HSBC Holdings plc at HKD59.0500 per share.
1ADS are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Michael Roberts |
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2 - Reason for the notification |
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Position/status |
President and Chief Executive Officer, HSBC USA |
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Initial notification/amendment
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Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2019-11-22 |
American Depositary Shares ("ADS"). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. |
GB0005405286 |
The New York Stock Exchange |
USD - United States Dollar |
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Nature of Transaction:
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Price
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Volume |
Total
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Acquisition |
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US$37.26 |
30 |
US$1,117.80 |
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Aggregated |
US$37.26 |
30 |
US$1,117.80 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Laura Cha |
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2 - Reason for the notification |
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Position/status |
Non-executive Director |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2019-11-25 |
Ordinary shares of US$0.50 each |
GB0005405286 |
Hong Kong Stock Exchange |
HKD - Hong Kong Dollar |
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Nature of Transaction:
Acquisition |
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Price |
Volume |
Total
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HKD59.05 |
6,000 |
HKD354,300 |
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Aggregated |
HKD59.05 |
6,000 |
HKD354,300 |
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For any queries related to this notification, please contact:
Lee Davis
Shareholder Services
020 7991 3048