HSBC HOLDINGS PLC
16 March 2021
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
1. Annual Incentive awards (Performance Year 2016)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2017 as a part of variable pay for the performance year ended 31 December 2016.
On 12 March 2021, tranches of the Awards granted in 2017 vested and the following transactions took place in London:
Directors
Name |
Additional Shares issued in lieu of the 2020 interim dividend1 |
Total number of Shares vested |
Number of Shares sold at £4.271242 per Share2 |
Noel Quinn |
363 |
14,851 |
6,980 |
Other PDMRs
Name |
Additional Shares issued in lieu of the 2020 interim dividend1 |
Total number of Shares vested |
Number of Shares sold at £4.271242 per Share2 |
Colin Bell |
269 |
11,028 |
5,184 |
Georges Elhedery |
327 |
13,389 |
3,149 |
Pam Kaur |
277 |
11,341 |
5,331 |
Nuno Matos |
265 |
10,843 |
3,888 |
Stephen Moss |
310 |
12,689 |
5,964 |
Ian Stuart |
236 |
9,666 |
4,544 |
Peter Wong |
547 |
22,395 |
3,360 |
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
2 Includes shares sold to cover withholding tax.
The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
2. Annual Incentive awards (Performance Year 2018)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2019 as a part of variable pay for the performance year ended 31 December 2018.
On 12 March 2021, tranches of the Awards granted in 2019 vested and the following transactions took place in London:
Name |
Total number of Shares vested
|
Number of Shares sold at £4.271242 per Share1 |
Georges Elhedery2 |
17,193
|
7,645 |
Greg Guyett3 |
33,327
|
15,664 |
Nuno Matos3 |
25,236
|
10,065 |
Stephen Moss2 |
17,082
|
8,029 |
Barry O'Byrne2 |
9,754
|
4,585 |
Peter Wong3 |
33,436
|
5,015 |
1 Includes shares sold to cover withholding tax .
2 Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
3 Required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.
3. Replacement Awards
On 12 March 2021, deferred replacement awards (the "Replacement Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") that were granted to PDMRs as a result of their HSBC appointments vested and the following transactions took place in London:
Directors
Name |
Total number of Shares vested |
Number of Shares sold at £4.271242 per Share1 |
Ewen Stevenson2 |
64,023 |
30,091 |
Ewen Stevenson3 |
122,448 |
57,551 |
Ewen Stevenson4 |
35,576 |
16,721 |
Other PDMRs
Name |
Total number of Shares vested |
Number of Shares sold at £4.271242 per Share1 |
Michael Roberts5 |
64,011 |
33,011 |
Michael Roberts6 |
52,291 |
26,966 |
Michael Roberts7 |
60,096 |
30,992 |
1 Includes shares sold to cover withholding tax.
2 The final tranche of the 28 May 2019 Replacement Award for Performance Year 2015. A six-month retention period will apply.
3 The first tranche of the 28 May 2019 Replacement Award for Performance Year 2016. A six-month retention period will apply.
4 The first tranche of the 28 May 2019 Replacement Award for Performance Year 2017. A twelve-month retention period will apply.
5 The final tranche of the 11 November 2019 Replacement Award for Performance Year 2016.
6 The second tranche of the 11 November 2019 Replacement Award for Performance Year 2017.
7 The second tranche of the 11 November 2019 Replacement Award for Performance Year 2018.
4. Group Performance Share Plan awards (Performance Year 2015)
Deferred awards under the Group Performance Share Plan ("GPSP Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.
The GPSP Awards vested on 15 March 2021 and the following transactions took place in London. The Shares must be retained while the individual is employed by HSBC. The GPSP Awards were determined by assessing performance against financial and non-financial metrics, as detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2015.
Name |
Additional Shares issued in lieu of the 2020 interim dividend1 |
Total number of Shares vested |
Number of Shares sold at £4.246419 per Share2 |
Pam Kaur |
725 |
29,654 |
13,938 |
Peter Wong |
1,533 |
62,698 |
- |
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
2 Includes shares sold to cover withholding tax.
5. Group Performance Share awards (Performance Year 2015)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2016.
The Awards vested on 15 March 2021 and the following transactions took place in London:
Directors
Name |
Additional Shares issued in lieu of the 2020 interim dividend1 |
Total number of Shares vested |
Number of Shares sold at £4.246419 per Share2 |
Noel Quinn |
975 |
39,885 |
18,746 |
Other PDMRs
Name |
Additional Shares issued in lieu of the 2020 interim dividend1 |
Total number of Shares vested |
Number of Shares sold at £4.246419 per Share2 |
Stephen Moss |
871 |
35,625 |
16,744 |
1 At US$5.98174 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 24 February and 2 March 2021, converted into USD. The additional Shares are included in the 'Total number of Shares vested' number.
2 Includes shares sold to cover withholding tax .
6. Annual Incentive awards (Performance Year 2019)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2020 as a part of variable pay for the performance year ended 31 December 2019.
On 15 March 2021, the first tranche of the Awards granted in 2020 vested and the following transactions took place in London:
Name |
Total number of Shares vested
|
Number of Shares sold at £4.246419 per Share1 |
Nuno Matos |
29,854
|
13,974 |
Stephen Moss |
17,975
|
8,449 |
Michael Roberts |
43,943
|
22,662 |
Peter Wong |
39,324
|
5,899 |
1 Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for twelve months from the original vesting date.
The vesting price for awards on 12 and 15 March 2021 is based on the closing Share price on the London Stock Exchange on 8 March 2021 of £4.5550.
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Noel Quinn |
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2 - Reason for the notification |
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Position/status |
Group Chief Executive |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
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|
|
US$5.98 |
363 |
US$2,171.37 |
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Aggregated |
US$5.982 |
363 |
US$2,171.37 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
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|
|
£4.56 |
14,851 |
£67,646.30 |
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Aggregated |
£4.555 |
14,851 |
£67,646.30 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
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|
£4.27 |
6,980 |
£29,813.27 |
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Aggregated |
£4.271 |
6,980 |
£29,813.27 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
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|
|
US$5.98 |
975 |
US$5,832.20 |
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Aggregated |
US$5.982 |
975 |
US$5,832.20 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.56 |
39,885 |
£181,676.18 |
|
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Aggregated |
£4.555 |
39,885 |
£181,676.18 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
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|
|
£4.25 |
18,746 |
£79,603.37 |
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Aggregated |
£4.246 |
18,746 |
£79,603.37 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Ewen Stevenson |
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2 - Reason for the notification |
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Position/status |
Group Chief Financial Officer |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisitions under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
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|
|
£4.56 |
222,047 |
£1,011,424.08 |
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Aggregated |
£4.555 |
222,047 |
£1,011,424.08 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
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|
|
£4.27 |
104,363 |
£445,759.63 |
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Aggregated |
£4.271 |
104,363 |
£445,759.63 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Colin Bell |
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2 - Reason for the notification |
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Position/status |
Chief Executive, HSBC Bank plc and HSBC Europe |
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Initial notification/amendment
|
Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
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Price
|
Volume |
Total
|
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US$5.98 |
269 |
US$1,609.09 |
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Aggregated |
US$5.982 |
269 |
US$1,609.09 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
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Price
|
Volume |
Total
|
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£4.56 |
11,028 |
£50,232.54 |
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Aggregated |
£4.555 |
11,028 |
£50,232.54 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
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£4.27 |
5,184 |
£22,142.12 |
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Aggregated |
£4.271 |
5,184 |
£22,142.12 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Georges Elhedery |
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2 - Reason for the notification |
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Position/status |
Co-Chief Executive, Global Banking and Markets |
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Initial notification/amendment
|
Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
327 |
US$1,956.03 |
|
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Aggregated |
US$5.982 |
327 |
US$1,956.03 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
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|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
30,582 |
£139,301.01 |
|
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|
Aggregated |
£4.555 |
30,582 |
£139,301.01 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
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|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.27 |
10,794 |
£46,103.79 |
|
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Aggregated |
£4.271 |
10,794 |
£46,103.79 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Greg Guyett |
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2 - Reason for the notification |
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Position/status |
Co-Chief Executive, Global Banking and Markets |
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Initial notification/amendment
|
Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.56 |
33,327 |
£151,804.48 |
|
|||
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Aggregated |
£4.555 |
33,327 |
£151,804.48 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
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|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.27 |
15,664 |
£66,904.73 |
|
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Aggregated |
£4.271 |
15,664 |
£66,904.73 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Pam Kaur |
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2 - Reason for the notification |
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Position/status |
Group Chief Risk Officer |
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Initial notification/amendment
|
Initial Notification
|
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
|||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
277 |
US$1,656.94 |
|
||||
|
Aggregated |
US$5.982 |
277 |
US$1,656.94 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
11,341 |
£51,658.26 |
|
||||
|
Aggregated |
£4.555 |
11,341 |
£51,658.26 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.27 |
5,331 |
£22,769.99 |
|
||||
|
Aggregated |
£4.271 |
5,331 |
£22,769.99 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
|||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
725 |
US$4,336.76 |
|
||||
|
Aggregated |
US$5.982 |
725 |
US$4,336.76 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
29,654 |
£135,073.97 |
|
||||
|
Aggregated |
£4.555 |
29,654 |
£135,073.97 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.25 |
13,938 |
£59,186.59 |
|
||||
|
Aggregated |
£4.246 |
13,938 |
£59,186.59 |
|
||||
|
|
|
|
|
|
|
|||
1 - Details of the person discharging managerial responsibilities / person closely associated |
|||||||||
|
|||||||||
Name of natural person |
Nuno Matos |
|
|||||||
|
|
|
|||||||
2 - Reason for the notification |
|||||||||
|
|||||||||
Position/status |
Chief Executive, Wealth and Personal Banking |
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial Notification
|
||||||||
|
|
||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
|||||||||
Full name of the entity |
HSBC Holdings plc |
||||||||
|
|
||||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
||||||||
|
|
||||||||
4 - Details of the transaction(s) |
|||||||||
|
|||||||||
Transaction(s) summary table |
|||||||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
|||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
265 |
US$1,585.16 |
|
||||
|
Aggregated |
US$5.982 |
265 |
US$1,585.16 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
36,079 |
£164,339.84 |
|
||||
|
Aggregated |
£4.555 |
36,079 |
£164,339.84 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.27 |
13,953 |
£59,596.64 |
|
||||
|
Aggregated |
£4.271 |
13,953 |
£59,596.64 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
29,854 |
£135,984.97 |
|
||||
|
Aggregated |
£4.555 |
29,854 |
£135,984.97 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.25 |
13,974 |
£59,339.46 |
|
||||
|
Aggregated |
£4.246 |
13,974 |
£59,339.46 |
|
||||
|
|
|
|
|
|
|
|||
1 - Details of the person discharging managerial responsibilities / person closely associated |
|||||||||
|
|||||||||
Name of natural person |
Stephen Moss |
|
|||||||
|
|
|
|||||||
2 - Reason for the notification |
|||||||||
|
|||||||||
Position/status |
Chief Executive, Middle East, North Africa and Turkey |
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial Notification
|
||||||||
|
|
||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
|||||||||
Full name of the entity |
HSBC Holdings plc |
||||||||
|
|
||||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
||||||||
|
|
||||||||
4 - Details of the transaction(s) |
|||||||||
|
|||||||||
Transaction(s) summary table
|
|||||||||
|
|||||||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
|||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
310 |
US$1,854.34 |
|
||||
|
Aggregated |
US$5.982 |
310 |
US$1,854.34 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
29,771 |
£135,606.90 |
|
||||
|
Aggregated |
£4.555 |
29,771 |
£135,606.90 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.27 |
13,993 |
£59,767.49 |
|
||||
|
Aggregated |
£4.271 |
13,993 |
£59,767.49 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
|||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
|||
|
|
US$5.98 |
871 |
US$5,210.10 |
|
||||
|
Aggregated |
US$5.982 |
871 |
US$5,210.10 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.56 |
53,600 |
£244,148.00 |
|
||||
|
Aggregated |
£4.555 |
53,600 |
£244,148.00 |
|
||||
|
|
|
|
|
|
|
|||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
|||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
|||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
|||
|
|
£4.25 |
25,193 |
£106,980.03 |
|
||||
|
Aggregated |
£4.246 |
25,193 |
£106,980.03 |
|
||||
|
|
|
|
|
|
|
|||
1 - Details of the person discharging managerial responsibilities / person closely associated |
||||||||
|
||||||||
Name of natural person |
Barry O'Byrne |
|
||||||
|
|
|
||||||
2 - Reason for the notification |
||||||||
|
||||||||
Position/status |
Chief Executive, Global Commercial Banking |
|||||||
|
|
|||||||
Initial notification/amendment
|
Initial Notification
|
|||||||
|
|
|||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||
|
||||||||
Full name of the entity |
HSBC Holdings plc |
|||||||
|
|
|||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
|||||||
|
|
|||||||
4 - Details of the transaction(s) |
||||||||
|
||||||||
Transaction(s) summary table |
||||||||
|
||||||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.56 |
9,754 |
£44,429.47 |
|
|||
|
Aggregated |
£4.555 |
9,754 |
£44,429.47 |
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.27 |
4,585 |
£19,583.64 |
|
|||
|
Aggregated |
£4.271 |
4,585 |
£19,583.64 |
|
|||
|
|
|
|
|
|
|
||
1 - Details of the person discharging managerial responsibilities / person closely associated |
||||||||||
|
||||||||||
Name of natural person |
Michael Roberts |
|
||||||||
|
|
|
||||||||
2 - Reason for the notification |
||||||||||
|
||||||||||
Position/status |
Chief Executive, US and Americas |
|||||||||
|
|
|||||||||
Initial notification/amendment
|
Initial Notification
|
|||||||||
|
|
|||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
||||||||||
Full name of the entity |
HSBC Holdings plc |
|||||||||
|
|
|||||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
|||||||||
|
|
|||||||||
4 - Details of the transaction(s) |
||||||||||
|
||||||||||
Transaction(s) summary table
|
||||||||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||||
|
Nature of Transaction:
Acquisitions under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||||
|
|
£4.56 |
176,398 |
£803,492.89 |
|
|||||
|
Aggregated |
£4.555 |
176,398 |
£803,492.89 |
|
|||||
|
|
|
|
|
|
|
||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
||||
|
|
£4.27 |
90,969 |
£388,550.61 |
|
|||||
|
Aggregated |
£4.271 |
90,969 |
£388,550.61 |
|
|||||
|
|
|||||||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||||
|
|
£4.56 |
43,943 |
£200,160.36 |
|
|||||
|
Aggregated |
£4.555 |
43,943 |
£200,160.36 |
|
|||||
|
|
|
|
|
|
|
||||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||||
|
2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
||||
|
|
£4.25 |
22,662 |
£96,232.35 |
|
|||||
|
Aggregated |
£4.246 |
22,662 |
£96,232.35 |
|
|||||
|
|
|
|
|
|
|
||||
1 - Details of the person discharging managerial responsibilities / person closely associated |
||||||||
|
||||||||
Name of natural person |
Ian Stuart |
|
||||||
|
|
|
||||||
2 - Reason for the notification |
||||||||
|
||||||||
Position/status |
CEO, HSBC UK Bank plc |
|||||||
|
|
|||||||
Initial notification/amendment
|
Initial Notification
|
|||||||
|
|
|||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||
|
||||||||
Full name of the entity |
HSBC Holdings plc |
|||||||
|
|
|||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
|||||||
|
|
|||||||
4 - Details of the transaction(s) |
||||||||
|
||||||||
Transaction(s) summary table |
||||||||
|
|
|
|
|
|
|
||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
|
||
|
Nature of Transaction:
Acquisition |
|
Price
|
Volume |
Total
|
|
||
|
|
US$5.98 |
236 |
US$1,411.69 |
|
|||
|
Aggregated |
US$5.982 |
236 |
US$1,411.69 |
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||
|
Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.56 |
9,666 |
£44,028.63 |
|
|||
|
Aggregated |
£4.555 |
9,666 |
£44,028.63 |
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
|
||
|
2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
|
||
|
Nature of Transaction:
Disposal |
|
Price
|
Volume |
Total
|
|
||
|
|
£4.27 |
4,544 |
£19,408.52 |
|
|||
|
Aggregated |
£4.271 |
4,544 |
£19,408.52 |
|
|||
|
|
|||||||
1 - Details of the person discharging managerial responsibilities / person closely associated |
|||||||||
|
|||||||||
Name of natural person |
Peter Wong |
|
|||||||
|
|
|
|||||||
2 - Reason for the notification |
|||||||||
|
|||||||||
Position/status |
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited |
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial Notification
|
||||||||
|
|
||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
|||||||||
Full name of the entity |
HSBC Holdings plc |
||||||||
|
|
||||||||
Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
||||||||
|
|
||||||||
4 - Details of the transaction(s) |
|||||||||
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Transaction(s) summary table
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
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Price
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Volume |
Total
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US$5.98 |
547 |
US$3,272.01 |
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Aggregated |
US$5.982 |
547 |
US$3,272.01 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
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Price
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Volume |
Total
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£4.56 |
55,831 |
£254,310.20 |
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Aggregated |
£4.555 |
55,831 |
£254,310.20 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-12 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£4.27 |
8,375 |
£35,771.65 |
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Aggregated |
£4.271 |
8,375 |
£35,771.65 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
USD - United States Dollar |
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Nature of Transaction:
Acquisition |
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Price
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Volume |
Total
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US$5.98 |
1,533 |
US$9,170.01 |
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Aggregated |
US$5.982 |
1,533 |
US$9,170.01 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC Share Plan 2011 |
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Price
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Volume |
Total
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£4.56 |
102,022 |
£464,710.21 |
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Aggregated |
£4.555 |
102,022 |
£464,710.21 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-03-15 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£4.25 |
5,899 |
£25,049.63 |
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Aggregated |
£4.246 |
5,899 |
£25,049.63 |
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For any queries related to this notification, please contact:
Larissa Wilson
Shareholder Services
020 7991 0595