HSBC HOLDINGS PLC
28 September 2022
Notification of Transactions by Persons Discharging Managerial Responsibilities
1. HSBC International Employee Share Purchase Plan
On 26 September 2022, matching awards of ordinary shares of US$0.50 each (the "Shares") in HSBC Holdings plc (the "Company") vested under the HSBC International Employee Share Purchase Plan based on a price of £5.016458 per Share. The following transactions took place in London:
Name |
Total number of Shares vested |
Number of Shares sold on 26 September at £5.016458 per Share1 |
Net Shares vested |
Nuno Matos |
242.33420 |
61.99195 |
180.34225 |
Surendra Rosha |
201.41490 |
15.66843 |
185.74647 |
1 Includes shares sold to cover withholding tax.
2. UK Share Incentive Plan
On 27 September 2022, Ian Stuart acquired 30 ordinary shares of US$0.50 each (the "Shares") in HSBC Holdings plc (the "Company"). The Shares were acquired under the Company's UK Share Incentive Plan ("SIP") at £4.98659 per Share.
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Nuno Matos |
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2 - Reason for the notification |
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Position/status |
Chief Executive, Wealth and Personal Banking |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2022-09-26 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC International Employee Share Purchase Plan |
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Price
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Volume |
Total
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£5.02 |
242.33420 |
£1,215.66 |
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Aggregated |
£5.016 |
242.33420 |
£1,215.66 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2022-09-26 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£5.02 |
61.99195 |
£310.98 |
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Aggregated |
£5.016 |
61.99195 |
£310.98 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Surendra Rosha |
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2 - Reason for the notification |
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Position/status |
Co-Chief Executive, Asia-Pacific - The Hongkong and Shanghai Banking Corporation Limited |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2022-09-26 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC International Employee Share Purchase Plan |
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Price
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Volume |
Total
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£5.02 |
201.41490 |
£1,010.39 |
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Aggregated |
£5.016 |
201.41490 |
£1,010.39 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2022-09-26 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£5.02 |
15.66843 |
£78.60 |
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Aggregated |
£5.016 |
15.66843 |
£78.60 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Ian Stuart |
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2 - Reason for the notification |
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Position/status |
Chief Executive, HSBC UK Bank plc |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2022-09-27 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction: |
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Price
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Volume |
Total
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Acquisition under the UK Share Incentive Plan |
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£4.99 |
30 |
£149.60 |
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Aggregated |
£4.987 |
30 |
£149.60 |
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For any queries related to this notification, please contact:
Lee Davis
Corporate Governance & Secretariat
+44 207 991 3048