INDIVIOR PLC (THE 'COMPANY')
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
The relevant notifications set out below are provided in accordance with the requirements of Article 19 of the EU Market Abuse Regulation.
The Company announces that it was notified on February 28th, 2018 of the following changes to the interests of a director and persons discharging managerial responsibilities ('PDMR') in the Ordinary Shares of $0.10 each in the Company ('Shares').
In accordance with the Rules of the Indivior Long-Term Incentive Plan ('LTIP'), on February 26th, 2018 the PDMRs named below received Shares following the Vesting of Conditional Awards granted on February 26th, 2015 pursuant to the LTIP.
Name of Director*/PDMR |
Number of Shares Received |
Type of Award |
Number of Shares sold (to cover tax liabilities and expenses) |
Number of Shares retained |
Mark Crossley* |
288,345
|
Conditional Award |
130,501
|
157,844 |
Debby Betz |
212,018
|
Conditional Award |
95,956 |
116,062 |
Ingo Elfering |
123,677
42,067
|
Conditional Award
Conditional Award |
55,975
19,039
|
67,702
23,028 |
Jon Fogle |
288,345 |
Conditional Award |
130,501 |
157,844
|
Dr Christian Heidbreder |
600,720
|
Conditional Award |
271,877
|
328,843 |
Javier Rodriguez |
565,384
|
Conditional Award |
255,884
|
309,500 |
Richard Simkin |
671,393
|
Conditional Award
|
303,862
|
367,531
|
Frank Stier |
216,031
|
Conditional Award |
101,892 |
114,139 |
Shares were sold in London between February 26th, and 27th, 2018 at an average price of £3.79.
Following these transactions, the director and PDMR have beneficial interests in the following number of Shares (see note 1):
Name |
Number of Shares |
Mark Crossley |
283,372 |
Debby Betz |
181,137 |
Ingo Elfering |
102,080 |
Jon Fogle |
223,344 |
Dr Christian Heidbreder |
385,346 |
Javier Rodriguez |
371,912 |
Richard Simkin |
542,453 |
Frank Stier |
147,649 |
Note 1 - these holdings include Shares held in the form of American Depositary Receipts ('ADRs'). The Company has a sponsored Level 1 ADR facility in the United States of America, with each ADR representing five ordinary Shares of US$0.10 each in the Company. ADRs are traded on the US over-the-counter market.
Kathryn Hudson
Company Secretary
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Mark Crossley |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
Director / PDMR - Chief Financial Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a
|
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Mark Crossley |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
Director / PDMR - Chief Financial Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
130,501
£3.7937
£495,076.06 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Debby Betz |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Corporate Affairs and Communications Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Debby Betz |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Corporate Affairs and Communications Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
95,956
£3.7937
£364,024.17 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Ingo Elfering |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Information and Innovation Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Ingo Elfering |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Information and Innovation Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
75,014
£3.7937
£284,577.40 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
||||
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Jon Fogle |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Human Resources Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Jon Fogle |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Human Resources Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
130,501
£3.7937
£495,076.06 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Dr Christian Heidbreder |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Scientific Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Dr Christian Heidbreder |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Scientific Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
271,877
£3.7937
£1,031,408.14 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Javier Rodriguez |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Legal Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Javier Rodriguez |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Legal Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
255,884
£3.7937
£970,736.18 |
|
||||
e)
|
Date of the transaction
|
February 26th and 27th, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Richard Simkin |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Commercial and Strategy Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Richard Simkin |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
PDMR - Chief Commercial and Strategy Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
303,862
£3.7937
£1,152,748.26 |
|
||||
e)
|
Date of the transaction
|
February 26th and 27th, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Frank Stier |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
Director / PDMR - Chief Manufacturing and Supply Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63 |
|
||||
b)
|
Nature of the transaction
|
Vesting of Conditional Award over Ordinary Shares of US$0.10
|
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
n/a |
|
||||
e)
|
Date of the transaction
|
February 26, 2018 |
|
||||
f)
|
Place of the transaction
|
n/a |
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
|||||
a)
|
Name
|
Frank Stier |
|
||||
2
|
Reason for the notification
|
|
|||||
a)
|
Position/status
|
Director / PDMR - Chief Manufacturing and Supply Officer |
|
||||
b)
|
Initial notification /Amendment
|
Initial notification |
|
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||
a)
|
Name
|
Indivior PLC |
|
||||
b)
|
LEI
|
213800V3NCQTY7IED471 |
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.10
GB00BRS65X63
|
|
||||
b)
|
Nature of the transaction
|
Sale of shares |
|
||||
c)
|
Price(s) and volume(s)
|
|
|
||||
d)
|
Aggregated information
- Volume
- Price
- Total |
101,892
£3.7937
£386,543.32 |
|
||||
e)
|
Date of the transaction
|
February 26/27, 2018 |
|
||||
f)
|
Place of the transaction
|
London Stock Exchange |
|
Indivior PLC's Legal Entity Identifier code is 213800V3NCQTY7IED471.