TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Instem Life Science Systems plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
√ |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
ACQUISITION OF VOTING RIGHTS FOLLOWING THE RECENT PLACING. |
√ |
3. Full name of person(s) subject to the notification obligation:
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Aviva plc & its subsidiaries |
4. Full name of shareholder(s) (if different from 3.):
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Registered Holder:
BNY Norwich Union Nominees Limited 76,000*
Chase (GA Group) Nominees Limited 495,429* *denotes direct interest
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5. Date of the transaction and date on which the threshold is crossed or reached:
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13 October 2010 |
6. Date on which issuer notified:
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14 October 2010 |
7. Threshold(s) that is/are crossed or reached:
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0% to 4% Change at Direct Interest Level |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares |
Nil |
Nil |
571,429 |
571,429 |
Nil |
4.88% |
Nil |
B00B3TQCK30 |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Expiration |
Exercise/ |
Number of voting
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% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Nominal |
Delta
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
571,429 |
4.88% |
9. Chain of controlled undertakings through which the voting rights and/or the |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting:
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10. Name of the proxy holder:
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See Section 4 |
11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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Figures are based on a total number of voting rights of 11,714,286. |
14. Contact name:
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Neil Whittaker |
15. Contact telephone number:
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01603 684420 |