For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
INTERMEDIATE CAPITAL GROUP PLC |
2. Reason for notification (yes/no) |
|
An acquisition or disposal of voting rights |
|
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify): ON MARKET TRANSFER BETWEEN INDIRECT AND DIRECT FUNDS |
|
3. Full name of person(s) subject to notification obligation: |
AVIVA PLC & ITS SUBSIDIARIES |
4. Full name of shareholder(s) (if different from 3): |
BNY NORWICH UNION NOMINEES LIMITED 864,671*
CHASE GA GROUP NOMINEES LIMITED 4,612,709*
CHASE NOMINEES LIMITED 230,271*
CUIM NOMINEE LIMITED 529,707*
*DENOTES DIRECT INTEREST
CHASE NOMINEES LIMITED
VIDACOS NOMINEES LIMITED |
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
|
6. Date on which issuer notified: |
|
7. Threshold(s) that is/are crossed or reached: |
|
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
ORDINARY SHARES |
13,131,186 |
13,131,186 |
6,237,358 |
6,237,358 |
6,710,828 |
7.22% |
7.77% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
|
|
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
THE VOTING RIGHTS ARE MANAGED AND CONTROLLED BY AVIVA INVESTORS GLOBAL SERVICES LIMITED, WITH THE FOLLOWING CHAIN OF CONTROLLED UNDERTAKINGS: AVIVA INVESTORS GLOBAL SERVICES LIMITED: - AVIVA PLC (PARENT COMPANY) - AVIVA GROUP HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA - AVIVA INVESTORS HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF - AVIVA INVESTORS GLOBAL SERVICES LIMITED (WHOLLY OWNED SUBSIDIARY |
Proxy Voting: |
|
10. Name of proxy holder: |
SEE SECTION 4 |
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
FIGURES ARE BASED ON A TOTAL NUMBER OF VOTING RIGHTS OF 86,341,058 |
14 Contact name: |
NEIL WHITTAKER |
15. Contact telephone number: |
01603 684420 |
For notes on how to complete form TR-1 please see the FSA website.