For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
INTERMEDIATE CAPITAL GROUP PLC
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
AVIVA PLC & ITS SUBSIDIARIES
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4. Full name of shareholder(s) (if different from 3): |
REGISTERED HOLDER:
BNY NORWICH UNION NOMINEES LIMITED 1,156,245*
CHASE GA GROUP NOMINEES LIMITED 3,572,391*
CHASE NOMINEES LIMITED 178,555*
CUIM NOMINEE LIMITED 826,699*
* DENOTES DIRECT INTEREST
CHASE NOMINEES LIMITED 1,919,218
VIDACOS NOMINEES LIMITED 2,899,101
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
28 JANUARY 2009
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6. Date on which issuer notified: |
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7. Threshold(s) that is/are crossed or reached: |
11% TO 12% CHANGE AT COMBINED INTEREST LEVEL
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8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares Direct |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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4,818,319 |
6.65% |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
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The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
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Proxy Voting: |
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10. Name of proxy holder: |
SEE SECTION 4 |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
FIGURES ARE BASED ON A TOTAL NUMBER OF VOTING RIGHTS OF 86,213,590
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14 Contact name: |
NEIL WHITTAKER
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15. Contact telephone number: |
01603 684420 |
For notes on how to complete form TR-1 please see the FSA website.