Intermediate Capital Group plc: Statement re Notification of Major Interest in Shares
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Intermediate Capital Group PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights
Yes
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify):___________________________
No
3. Full name of person(s) subject to notification obligation:
Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3):
See additional information under 13.
5. Date of transaction and date on which the threshold is crossed or reached:
05 February 2014
6. Date on which issuer notified:
07 February 2014
7. Threshold(s) that is/are crossed or reached:
Above the threshold of 5%
8: Notified Details
A: Voting rights attached to shares
Class/type of shares If possible use ISIN code
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights
Direct
Direct
Indirect
Direct
Indirect
GB0004564430
N/A
N/A
0
0
19,569,495
0.000%
4.865%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date
Exercise/ conversion period
No. of voting rights that may be acquired if the instrument is exercised/converted.
Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Exercise Price
Expiration date
Exercise / conversion period
No. of voting rights instrument refers to
Percentage of voting rights
Nominal
Delta
CFD
626,684
0.156%
Total (A+B+C)
Number of voting rights
Percentage of voting rights
20,196,179
5.021%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
Registered Owner
Littledown Nominees Ltd
A/c 39364
4,803,318
Littledown Nominees Ltd
A/c 47182
2,344,483
The Bank Of New York ( Nominees ) Limited
A/c 52401 81
58,582
Ameriprise Financial Inc
A/c
2,136,752
HSBC Global Custody Nominees (UK) Ltd
A/c 5000212310
741,897
The Bank Of New York ( Nominees ) Limited
A/c PTG 10972
542,239
Chase Nominees Ltd
A/c 75102
482,085
Littledown Nominees Ltd
A/c 30337
144,599
Vidacos Nominees Ltd
A/c 6012918307
1,072,564
Chase Nominees Ltd
A/c 44729
223,332
State Street Nominees Limited
A/c SHCE
500,625
Securities Services Nominees Limited
A/c 1030030046H
288,644
BNY (OCS) Nominees Ltd
A/c 517522 22
36,172
BNY (OCS) Nominees Ltd
A/c 517523 12
54,261
William & Glyns (Isle of Man) Nominees Ltd
A/c 301778
58,620
William & Glyns (Isle of Man) Nominees Ltd
A/c 301781
26,998
Littledown Nominees Ltd
A/c ZLA01
1,100,000
The Bank Of New York ( Nominees ) Limited
A/c 52286
730,000
Littledown Nominees Ltd
A/c 10479
8,596
State Street Bank & Trust Boston
A/c GPE1
620,000
Littledown Nominees Ltd
A/c ZLA12
51,794
Littledown Nominees Ltd
A/c ZLA14
15,534
Littledown Nominees Ltd
A/c 10488
338,083
Littledown Nominees Ltd
A/c 10495
3,000,000
Littledown Nominees Ltd
A/c 31348
817,001
14 Contact name:
Mark Powney, Threadneedle Group
15. Contact telephone name:
01793 363135
This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients. The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein. Source: Intermediate Capital Group plc via Globenewswire
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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